Ct Mason Inc (Boston)
Ct Mason Inc is a large advisory firm based in Boston. It manages $325.18 million of regulatory assets for 238 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Connecticut, Florida, and 13 other states.
Ct Mason provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Ct Mason: assets under management
The assets under management (AUM) of Ct Mason Inc is $325.18 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 14038% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Investments
The firm invests in exchange traded securities the most. They account for 84% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 8% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 7% of the total invested assets.Fees & Commissions
The advisory firm has a single stream of revenue. Clients pay Ct Mason Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Catherine Vanessa Faddis serves?
The firm provides services to high net worth individuals and pension and profit sharing plans. The largest group of clients of Catherine Vanessa Faddis is high net worth individuals with 195 clients and $184.39 million of assets under management. Among the 7 most similar advisory firms, Ct Mason has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $214.65 million for 224 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Ct Mason doesn't advise any private funds.
Careers at Ct Mason Inc
The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Catherine Vanessa Faddis has been acting as President since 1 Feb 2006. Jane Liou Li joined the executive team most recently as the Partner.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 3 indirect owners.Based in Boston
The principal office where Ct Mason Inc performs its advisory services is located at 50 Congress St., Boston, MA 02109 4032, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 857-317-6642 or by fax 617-812-2693. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at ct-mason.com.
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