Efficient Frontier Advisors LLC (Eastford)

Name: Efficient Frontier Advisors LLC
Address: 3 Old Route 44, Eastford, CT, 06242
Telephone: 860-974-0888

Efficient Frontier Advisors LLC is a large advisory firm based in Eastford. It manages $325.08 million of regulatory assets for 236 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, New York, Oregon, and Texas.

Efficient Frontier Advisors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Efficient Frontier Advisors: assets under management

The assets under management (AUM) of Efficient Frontier Advisors LLC is $325.08 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 762% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $325.08 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.38 million each.

Investments

The firm invests in investment and business development companies the most. They account for 53% of the total AUM. The second-largest asset type is government bonds, which make up 37% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Efficient Frontier Advisors LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Efficient Frontier Advisors serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Efficient Frontier Advisors is high net worth individuals with 37 clients and $304.2 million of assets under management. Among the 7 most similar advisory firms, Efficient Frontier Advisors has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $325.08 million for 47 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Efficient Frontier Advisors doesn't advise any private funds.

Careers at Efficient Frontier Advisors LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Susan Felice Sharin	Principal; partner; chief compliance officer	1 Apr 1998	25% - 50%	830234
William James Bernstein	Principal; partner	1 Apr 1998	50% - 75%	3126233
William Bernstein	Principal; partner	1 Apr 1998	50% - 75%	3126233

Based in Eastford

The principal office where Efficient Frontier Advisors LLC performs its advisory services is located at 3 Old Route 44, Eastford, CT 06242 The mailing address of the firm is Po Box 237, Eastford, CT 06242 0237. An additional office of the firm is in San Diego, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-974-0888. The normal business hours are by app't only on Monday - Friday. You can find more information about the New York firm at efficientfrontier.com.