Ssaris Advisors LLC (Wilton)

Name: Ssaris Advisors LLC
Address: 187 Danbury Road, Wilton, CT, 06897 4079
Telephone: 203-328-7200

Ssaris Advisors LLC is a large advisory firm based in Wilton. It manages $324.68 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

Ssaris Advisors provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and futures & options on futures including futures only managed accts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ssaris Advisors: assets under management

The assets under management (AUM) of Ssaris Advisors LLC is $324.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $324.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $64.94 million each.

Ssaris Advisors has custody of $307 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ssaris Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ssaris Advisors LLC

Robert Paul Covino has been acting as President since 1 Jan 2014. Michael Vincent Leventakos joined the executive team most recently as the Controller.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rth Partners Llc	Member	1 May 2001	75% - 100%	06-1620826
Mark (Nmn) Rosenberg	Director & chairman	1 May 2001	Other	404418
James Francis Tomeo	Director & chief operating officer	1 May 2001	Other	1626533
Peter Anthony Hinrichs	Chief financial officer & chief administrative officer	1 May 2001	Other	1328124
State Street Global Alliance Llc	Member	1 May 2001	50% - 75%	52-2289770
John Snow	Director	1 May 2001	Other	2601101
Mark Rosenberg	Director, chirman, ceo, & cio	1 May 2001	Other	404418
Suzanne Oram	Director	1 May 2001	Other	2371762
Ssaris Advisors Llc	Sole member, ssaris management llc	1 Oct 2001	75% - 100%	114122
Joseph Henry Cromarty	Director	1 Mar 2003	Other	2351673
Alan John Brown	Director	1 Jul 2003	Other	4358722
Christopher Montgomery Pope	Director	1 Jul 2003	Other	1259309
Joseph Michael Lyons	Director	1 Apr 2005	Other	2652315
Jared Alvah Chase	Director	1 Mar 2007	Other	2356434
Stephen Hathaway Marshall	Director	1 Dec 2008	Other	2723358
Llc State Street Global Alliance Ii	Member	1 Feb 2011	75% - 100%	0613113175
Shawn C.D. Johnson	Director	1 Feb 2011	Other	5610318
Shawn C.D. (Mi Only) Johnson	Director	1 Feb 2011	Other	5610318
Marc Peter Brown	Director	1 Apr 2012	Other	6100668
Richard Frederic Lacaille	Director	1 Jun 2012	Other	4419109
Scott Francis Powers	Director & co-chairman	1 Jun 2012	Other	1482612
Roger Adrian Miranda	Chief compliance officer	1 Jun 2013	Other	5262901
Andrew Edward Fisch	Cio - hedge fund of funds	1 Jul 2013	Other	3190868
Paul Richard Lucek	Director, chief executive officer & cio - hedge funds	1 Jan 2014	Other	2730753
Robert Paul Covino	President	1 Jan 2014	Other	4143127
Debra Ann Luf	Chief compliance officer	1 Mar 2014	Other	5001670
Michael Vincent Leventakos	Controller	1 Mar 2016	Other	6626639

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
State Street Corporation	Shareholder	1 Jun 1990	75% - 100%	04-2456637
Inc. Limetree Investments	Member	1 Jul 2000	25% - 50%	134147037
Abp	Shareholder	1 Jul 2000	75% - 100%	046288081
Inc. State Street Global Advisors	Member	1 Jul 2000	75% - 100%	06-1313175
Stichting Pensioenfonds Abp	Shareholder	1 Jul 2000	75% - 100%	046288081
Inc. State Street Global Advisors	Member	1 Feb 2011	75% - 100%	06-1313175

Based in Wilton

The principal office where Ssaris Advisors LLC performs its advisory services is located at 187 Danbury Road, Wilton, CT 06897 4079, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-328-7200 or by fax 203-328-7299. The normal business hours are 9:00 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at ssaris.com.