Hochman & Baker Investment Advisory Services, Inc (Northbrook)

Hochman & Baker Investment Advisory Services, Inc is a large advisory firm based in Northbrook. It manages $113.98 million of regulatory assets for 252 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, California, District of Columbia, and 14 other states.

Hochman & Baker Investment Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Hochman & Baker Investment Advisory Services: assets under management

The assets under management (AUM) of Hochman & Baker Investment Advisory Services, Inc is $113.98 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hochman & Baker Investment Advisory Services, Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hochman & Baker Investment Advisory Services, Inc

Thomas Wayne Crawford has been acting as President since 1 Dec 1999. Kevin Barry Frawley joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joel Leonard Hochman	Vice president & director	1 Sep 1986	Other	1251759
Glenn Allen Baker	President & director	1 Sep 1986	Other	1326817
Inc. Hochman & Baker	Parent company	1 Sep 1986	75% - 100%	36-346683
Thomas Wayne Crawford	Director	1 Dec 1999	Other	1639120
Bryant Willis Kirk	Director	1 Dec 1999	Other	1049653
Kevin Barry Frawley	Director	1 Jun 2000	Other	2067454

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
The Prudential Insurance Company Of America	Ultimate parent	1 Dec 1999	75% - 100%	22-1211670

Based in Northbrook

The principal office where Hochman & Baker Investment Advisory Services, Inc performs its advisory services is located at 425 Huehl Rd, Northbrook, IL 60062 2322, which is also the mailing address of the firm. An additional office of the firm is in Skokie, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-564-4244 or by fax 847-564-8754. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday.