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North State Financial Management LLC (Siler City)


North State Financial Management LLC is a large advisory firm based in Siler City. It manages $114 million of regulatory assets for 372 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of North Carolina.

North State Financial Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

North State Financial Management: assets under management

The assets under management (AUM) of North State Financial Management LLC is $114 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $114 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $306.45 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay North State Financial Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Siler City

The principal office where North State Financial Management LLC performs its advisory services is located at 106 West Raleigh Street, Siler City, NC 27344 The mailing address of the firm is P.O. Box 378, Siler City, NC 27344. An additional office of the firm is in High Point, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-663-3996 or by fax 919-663-3254. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.


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