Nokota Management, LP (New York)

Nokota Management, LP is a large advisory firm based in New York. It manages $2.87 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012.

Nokota Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nokota Management: assets under management

The assets under management (AUM) of Nokota Management, LP is $2.87 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 721% since the beginning of its operation, and $2.87 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.87 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $957.79 million each.

Nokota Management has custody of $2.87 billion in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nokota Management, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nokota Management serves?

The only and largest group of clients of Nokota Management is pooled investment vehicles with 3 clients and $2.87 billion of assets under management. Among the 8 most similar advisory firms, Nokota Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.87 billion for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Nokota Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $25,000,000 for each fund.

Careers at Nokota Management, LP

The company employs 21 people that are either part- or full-time employees. 52 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Nokota Advisors	General partner	1 Apr 2011	Other	45-2592968
Mina Charles Faltas	Limited partner	1 Apr 2011	25% - 50%	4279283
David Benjamin Ruditzky	Chief compliance officer and chief financial officer	1 Sep 2011	Other	4516895
Rachel Warren Ziff	Chief compliance officer	1 Apr 2012	Other	5175250
Rachel Allison Warren	Chief compliance officer	1 Apr 2012	Other	5175250
Jeremy Jason Edelstein	Chief financial officer	1 Mar 2013	Other	3114059
Michael Barry Shifren	Chief compliance officer	1 Apr 2017	Other	6776245
Michael Lockett Butler	Chief compliance officer	1 Mar 2018	Other	6500145

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Matthew Adam Knauer	Managing member	1 Apr 2011	50% - 75%	4249026

Based in New York

The principal office where Nokota Management, LP performs its advisory services is located at 1330 Avenue Of The Americas, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-291-6700 or by fax 212-307-3608. The normal business hours are 8:30am-5:00pm on Monday - Friday.