Highland Financial Holdings Group, LLC (New York)

Name: Highland Financial Holdings Group, LLC
Address: 51 Madison Avenue, New York, NY, 10010
Telephone: 212-400-8500

Highland Financial Holdings Group, LLC is a large advisory firm based in New York. It manages $252.79 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Highland Financial Holdings Group provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Highland Financial Holdings Group: assets under management

The assets under management (AUM) of Highland Financial Holdings Group, LLC is $252.79 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $252.79 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.87 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Highland Financial Holdings Group, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Highland Financial Holdings Group, LLC

Susan Veronica Lynskey joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Aci Capital Highland Investors	Member	1 Jul 1998	25% - 50%	13-4017693
Llc Ullman Family	Member	1 Jul 1998	25% - 50%	13-4017485
Paul Arthur Ullman	Chief executive officer	1 Jul 1998	Other	1058468
Elias Katz	Officer	1 Feb 1999	Other	1061864
Daniel Leyden	Chief financial officer	1 Sep 2004	Other	1372143
Susan Veronica Lynskey	Chief compliance officer	1 Oct 2004	Other	1912387

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Aci/Highland Llc	Member	1 Jul 1998	50% - 75%	13-4016444
Llc Crm/Highland Capital	Member	1 Jul 1998	50% - 75%	13-4015921

Based in New York

The principal office where Highland Financial Holdings Group, LLC performs its advisory services is located at 51 Madison Avenue, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-400-8500 or by fax 212-679-5360. The normal business hours are 8-6 on Monday - Friday. You can find more information about the New York firm at www.highlandholdings.com.