Disciplined Investors, L.L.C. (Waco)

Name: Disciplined Investors, L.L.C.
Address: 100 North 6 Th Street, Suite 500, Waco, TX, 76701
Telephone: 254-265-7410

Disciplined Investors, L.L.C. is a large advisory firm based in Waco. It manages $252.91 million of regulatory assets for 972 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Texas.

Disciplined Investors, L.L.C provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Disciplined Investors, L.L.C: assets under management

The assets under management (AUM) of Disciplined Investors, L.L.C. is $252.91 million. The firm's AUM has grown by 690% since the beginning of its operation, and $103.48 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $163.39 million in discretionary accounts and $89.52 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $175.13 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.3 million.

Disciplined Investors, L.L.C has custody of $4.38 million in cash and securities for 41 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 55% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 21% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Disciplined Investors, L.L.C. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Disciplined Investors, L.L.C serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Disciplined Investors, L.L.C is pension and profit sharing plans with 39 clients and $106.97 million of assets under management. Among the 9 most similar advisory firms, Disciplined Investors, L.L.C has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $252.91 million for 329 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Disciplined Investors, L.L.C doesn't advise any private funds.

Careers at Disciplined Investors, L.L.C.

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Todd David Stoner	President and chief compliance officer	1 Oct 1998	50% - 75%	4460047
Russell Clarke Livesay	Partner	1 Dec 2010	25% - 50%	5328236

Based in Waco

The principal office where Disciplined Investors, L.L.C. performs its advisory services is located at 100 North 6 Th Street, Suite 500, Waco, TX 76701, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 254-265-7410 or by fax 254-754-7940. The normal business hours are 8:30 - 5:30 on Monday - Friday. You can find more information about the New York firm at dinvestors.com.