Aig Asset Management (U.S.), LLC (New York)


Aig Asset Management (U.S.), LLC is a large advisory firm based in New York. It manages $317.25 billion of regulatory assets for 110 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Aig Asset Management (U.S.) provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aig Asset Management (U.S.): assets under management

The assets under management (AUM) of Aig Asset Management (U.S.), LLC is $317.25 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 7343% since the beginning of its operation, and $31.75 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $317.25 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.88 billion each.

Investments

The firm invests in other assets the most. They account for 46% of the total AUM. The second-largest asset type is state and local bonds, which make up 5% of the firm’s portfolio. Investments in derivatives form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aig Asset Management (U.S.), LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients William Naughton Dooley serves?

The firm provides services to insurance companies, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of William Naughton Dooley is insurance companies with 52 clients and $295.66 billion of assets under management. Among the 9 most similar advisory firms, Aig Asset Management (U.S.) has the highest percentage of insurance companies out of all clients.

The amount of regulatory assets under management is $317.25 billion for 110 clients. 37% of the firm’s clients are foreign persons or businesses.

Aig Asset Management (U.S.) also advises several private funds. Namely, three real estate funds, three private equity funds, and two securitized asset funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $108,000,000.

Careers at Aig Asset Management (U.S.), LLC

The company employs 949 people that are either part- or full-time employees. 35 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

William Naughton Dooley has been acting as President since 1 Feb 2013. Monika Maria Machon has served as the Chief Investment Officer since 1 Mar 2009. Elaine Ann Rocha joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ronald Edwin Holmes General counsel & secretary 1 Mar 2009 Other 5657462
Aig Global Asset Management Holdings Corp Member 1 Mar 2009 75% - 100% 13-3870953
Monika Maria Machon Chief executive officer/chief investment officer 1 Mar 2009 Other 5613802
Lochlan Otis Mcnew Senior managing director 1 Mar 2009 Other 5502984
Jeffrey Hurd Executive managing director 1 Mar 2009 Other 4924658
Valerie A. Del Rosario Assistant secretary 1 Mar 2009 Other 5657371
Sonia Weingeist Hamstra Senior managing director 1 Mar 2009 Other 5657537
Joseph R Guarino Chief compliance officer 1 Mar 2009 Other 1804700
George Guy Coheleach Officer 1 Mar 2009 Other 4517753
Joseph Benedict Mccarthy Officer 1 Mar 2009 Other 1693600
Jeffrey (Nmn) Hurd Managing member 1 Mar 2009 Other 4924658
Valerie Anne Del Rosario Managing member 1 Mar 2009 Other 5657371
Joseph Robert Guarino Managing member/chief compliance officer 1 Mar 2009 Other 1804700
Gerard Patrick Melia Chief financial officer 1 Mar 2009 Other 4924379
Joseph Rudolph Guarino Chief compliance officer 1 Mar 2009 Other 1804700
William Naughton Dooley Chief executive officer 1 Jun 2010 Other 4352255
Brian K Reilly Chief financial officer 1 Feb 2011 Other 5902592
Brian K (Mi Only) Reilly Chief financial officer 1 Feb 2011 Other 5902592
William Naughton Dooley Chairman 1 Feb 2013 Other 4352255
James Matthew Petitto Chief financial officer 1 Nov 2013 Other 6009038
Brian Todd Schreiber Executive managing director 1 Nov 2013 Other 1693464
Geoffrey Neal Cornell Executive managing director 1 Nov 2013 Other 2817981
Jillian Leigh Moo Young Chief operating officer 1 Nov 2013 Other 3064151
William Naughton Dooley Chief executive officer 1 Nov 2013 Other 4352255
Karen Jean Nelson Interim chief compliance officer 1 Jul 2014 Other 5044560
Mai Shiver Chief compliance officer 1 Oct 2014 Other 5035639
John Kelly Adams Business information officer 1 Feb 2015 Other 1353834
Douglas Adam Dachille Executive vice president 1 Oct 2015 Other 1890171
Gregory James Ruffa Deputy general counsel 1 Nov 2015 Other 5968922
Brian Lawrence Peters Chief risk officer 1 Mar 2016 Other 6777423
Andrew Payne Chief credit officer 1 Sep 2016 Other 6777576
Atif Mahmood Chief financial officer 1 Jan 2017 Other 4975717
Elaine Ann Rocha Chief operating officer 1 Dec 2017 Other 6932942

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. American International Group Shareholder 1 Dec 2002 75% - 100% 13-2592361
Aig Capital Corporation Shareholder 1 Dec 2002 75% - 100% 60-0001373

Based in New York

The principal office where Aig Asset Management (U.S.), LLC performs its advisory services is located at 80 Pine Street, New York, NY 10005, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-770-9044 or by fax 212-437-9866. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.