Europa Investment Bank Inc. (New York)

Europa Investment Bank Inc. is a large advisory firm based in New York. It manages $300 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012.

Europa Investment Bank provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, educational seminars and workshops, and business consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Europa Investment Bank: assets under management

The assets under management (AUM) of Europa Investment Bank Inc. is $300 billion. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in cash and cash equivalents the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Europa Investment Bank Inc. for their services and products based on hourly charges, fixed fees, commissions, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Europa Investment Bank serves?

The only and largest group of clients of Europa Investment Bank is banking or thrift institutions with 1 clients and $300 billion of assets under management. Among the 9 most similar advisory firms, Europa Investment Bank has the highest percentage of banking or thrift institutions out of all clients.

The amount of regulatory assets under management is $300 billion for 1 clients. None of the firm’s clients are foreign persons or businesses.

Europa Investment Bank also advises several private funds. Namely, four hedge funds and seven liquidity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000,000.

Careers at Europa Investment Bank Inc.

The company employs 34 people that are either part- or full-time employees. 62 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Sony Corporation joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marcus Emmanuel Maximus	Chief compliance officer	1 Nov 2011	75% - 100%	6005568
Europa Investment Bank Inc	Shareholder	1 Nov 2011	75% - 100%	45-3760943
Bassidy Dembele	Chief financial officer	1 Jan 2012	Other	6304722
Kai Fordelsen	Chief executive officer	1 Jan 2012	Other	6304723
Osvaldo Cadet	Chief operations officer	1 Jan 2012	Other	6304725
Frantz Jean Louis	Chief legal officer	1 Jan 2012	Other	6304726
Strasburg Investment Bank Inc	Chief executive officer	1 Feb 2015	Other	273058922
Europa Investment Bank Inc	Chief legal officer	1 Feb 2015	Other	453760943
Texan Energy	Chief financial officer	1 Feb 2015	Other	273058911
Diesel Dog Records	Chief operations officer	1 Feb 2015	Other	273058937
Billy Boswell	Director - global business (west africa)	1 Feb 2015	Other	453760943
Bobby Boswell	Director - global business (east africa)	1 Feb 2015	Other	453760943
Marc Allum	Chief financial officer	1 Feb 2015	Other	453760943
Daouda Kante	Director - global business (central africa)	1 Feb 2015	Other	453760943
Lt Gen Bobby Boswell	Director - global business (east africa)	1 Feb 2015	Other	83-0970549
Lt Gen Billy Boswell	Director - global business (west africa)	1 Feb 2015	Other	83-0970586
Gen Marc Allum	Chief financial officer	1 Feb 2015	Other	83-0970703
Lt Gen Daouda Kante	Director - global business (central africa)	1 Feb 2015	Other	83-0970612
Lewis Hamilton	Director - global business (western europe)	1 May 2018	Other	453760943
Sebastian Vettel	Director - global business (eastern europe and russia)	1 May 2018	Other	453760943
Maj Gen Lewis Hamilton	Director - global business (western europe)	1 May 2018	Other	83-0970676
Lt Gen Sebastian Vettel	Director - global business (eastern europe and russia)	1 May 2018	Other	83-0970645

Indirect Owners

The SEC currently registers 17 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Sony Corporation	Shareholder	1 May 2018	Other	453760943
Gap Inc.	Shareholder	1 May 2018	Other	453760943
Inc. Publix Super Markets	Shareholder	1 May 2018	Other	453760943
Santander Group	Shareholder	1 May 2018	Other	453760943
T Mobile	Shareholder	1 May 2018	Other	453760943
Cargill Inc	Shareholder	1 May 2018	Other	453760943
Inc. General Mills	Shareholder	1 May 2018	Other	453760943
Ch2m Hill Companies Ltd.	Shareholder	1 May 2018	Other	453760943
The Ford Motor Company	Shareholder	1 May 2018	Other	453760943
Chevron Corporation	Shareholder	1 May 2018	Other	453760943
Comerica	Shareholder	1 May 2018	Other	453760943
First Republic	Shareholder	1 May 2018	Other	453760943
First Horizon National Corporation	Shareholder	1 May 2018	Other	453760943
Frost Bank	Shareholder	1 May 2018	Other	453760943
East West Bancorp	Shareholder	1 May 2018	Other	453760943
Visa Inc.	Shareholder	1 May 2018	Other	453760943
Europa Investment Bank Inc	Shareholder	1 May 2018	75% - 100%	453760943

Based in New York

The principal office where Europa Investment Bank Inc. performs its advisory services is located at 1 New York Plaza, New York, NY 10004 The mailing address of the firm is 1 New York Plaza, New York, NY 10004. An additional office of the firm is in Brighton, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-334-4434 or by fax 914-334-4434. The normal business hours are 9am-5pm on Monday - Friday.