Vintage Financial Services LLC (Ann Arbor)

Name: Vintage Financial Services LLC
Address: 2373 Oak Valley Drive Suite 110, Ann Arbor, MI, 48103
Telephone: 734-668-4040

Vintage Financial Services LLC is a large advisory firm based in Ann Arbor. It manages $608.4 million of regulatory assets for 523 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Illinois, and 5 other states.

Vintage Financial Services provides financial planning services, portfolio management for individuals and small businesses, and income tax planning and return preparation. It prepares financial plans for more than 499 clients. On top of advisory services, the firm doesn't engage in other business activities.

Vintage Financial Services: assets under management

The assets under management (AUM) of Vintage Financial Services LLC is $608.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1205% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $608.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.16 million each.

Vintage Financial Services has custody of $66.7 million in cash and securities for 239 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vintage Financial Services LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vintage Financial Services serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Vintage Financial Services is high net worth individuals with 218 clients and $426 million of assets under management. Among the 9 most similar advisory firms, Vintage Financial Services has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $605.3 million for 522 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Vintage Financial Services doesn't advise any private funds.

Careers at Vintage Financial Services LLC

The company employs 14 people that are either part- or full-time employees. 29 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Franklin Shearer Moore	Managing member, chief compliance officer	1 Jan 1999	75% - 100%	1187639

Based in Ann Arbor

The principal office where Vintage Financial Services LLC performs its advisory services is located at 2373 Oak Valley Drive Suite 110, Ann Arbor, MI 48103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 734-668-4040 or by fax 734-668-4890. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at vintagefs.com.