Tax Efficient Asset Management Solution, Inc. (Costa Mesa)


Tax Efficient Asset Management Solution, Inc. is a large advisory firm based in Costa Mesa. It manages $136.1 million of regulatory assets for 189 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California and North Carolina.

Tax Efficient Asset Management Solution provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Tax Efficient Asset Management Solution: assets under management

The assets under management (AUM) of Tax Efficient Asset Management Solution, Inc. is $136.1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 444% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $136.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $720.09 thousand each.

Investments

The firm invests in other assets the most. They account for 38% of the total AUM. The second-largest asset type is investment and business development companies, which make up 27% of the firm’s portfolio. Investments in exchange traded securities form 27% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tax Efficient Asset Management Solution, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Timothy Lee Voorhees serves?

The firm provides services to individuals, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Timothy Lee Voorhees is high net worth individuals with 102 clients and $55.12 million of assets under management. Among the 7 most similar advisory firms, Tax Efficient Asset Management Solution has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $136.1 million for 189 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Tax Efficient Asset Management Solution also advises several private funds.

Careers at Tax Efficient Asset Management Solution, Inc.

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Timothy Lee Voorhees has been acting as President since 1 Apr 2008. Evan Pan has served as the Chief Investment Officer since 1 Jan 2019. Guy Eugene Baker joined the executive team most recently as the Chief Compliance Officer/Investment Advisory Representative.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Timothy Lee Voorhees President 1 Apr 2008 75% - 100% 856280
Guy Eugene Baker Chief compliance officer/investment advisory representative 1 Oct 2010 Other 10716
Evan Pan Chief investment officer 1 Jan 2019 Other 6507893

Based in Costa Mesa

The principal office where Tax Efficient Asset Management Solution, Inc. performs its advisory services is located at 695 Town Center Drive, Costa Mesa, CA 92626, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-878-9400 or by fax 949-878-9401. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at vfos.com.