Wunderlich Capital Management, LLC (Memphis)

Wunderlich Capital Management, LLC is a large advisory firm based in Memphis. It manages $136.21 million of regulatory assets for 165 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Florida, Mississippi, and Tennessee.

Wunderlich Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wunderlich Capital Management: assets under management

The assets under management (AUM) of Wunderlich Capital Management, LLC is $136.21 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 264% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $136.21 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $825.48 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 80% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 5% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wunderlich Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wunderlich Capital Management serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Wunderlich Capital Management is individuals with 70 clients and $40.81 million of assets under management. Among the 9 most similar advisory firms, Wunderlich Capital Management has the 3rd lowest percentage of individuals out of all clients.

The amount of regulatory assets under management is $66.21 million for 91 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wunderlich Capital Management doesn't advise any private funds.

Careers at Wunderlich Capital Management, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Philip Shields Wunderlich	Managing member, chief compliance officer	1 Aug 1999	75% - 100%	2528142
Inc. Wunderlich Investment Company	Member	1 Aug 1999	Other	62-1720109
Philip Richard Zanone	Secretary	1 Aug 1999	Other	2135221

Based in Memphis

The principal office where Wunderlich Capital Management, LLC performs its advisory services is located at One Commerce Square, Memphis, TN 38103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 901-251-1330 or by fax 901-251-1343. The normal business hours are 8:00am to 5:00pm on Monday - Friday.