Cbg & Company, Inc. (Indianapolis)

Name: Cbg & Company, Inc.
Address: 8395 Keystone Crossing, Indianapolis, IN, 46240
Telephone: 317-257-7400

Cbg & Company, Inc. is a large advisory firm based in Indianapolis. It manages $118 million of regulatory assets for 397 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Arizona, California, Florida, and 8 other states.

Cbg & Company provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cbg & Company: assets under management

The assets under management (AUM) of Cbg & Company, Inc. is $118 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $118 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $297.23 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 65% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 25% of the firm’s portfolio. Investments in state and local bonds form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cbg & Company, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Cbg & Company serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Cbg & Company is pension and profit sharing plans with 91 clients and $59.42 million of assets under management. Among the 10 most similar advisory firms, Cbg & Company has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $118 million for 226 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Cbg & Company doesn't advise any private funds.

Careers at Cbg & Company, Inc.

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Roy Craig Bodinus	Partner, chief compliance officer	1 Dec 2008	25% - 50%	4543804
James Edward Clark	Partner	1 Dec 2008	25% - 50%	4543806
Daniel Eugene Garwood	Partner	1 Dec 2008	25% - 50%	2894041
Nicholas David Catlin	Partner	1 Jan 2014	25% - 50%	4341374

Based in Indianapolis

The principal office where Cbg & Company, Inc. performs its advisory services is located at 8395 Keystone Crossing, Indianapolis, IN 46240, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 317-257-7400 or by fax 317-257-7437. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at cbgfinancialplanning.com.