Hsbc Investments (Taiwan) Limited (Taipei)

Name: Hsbc Investments (Taiwan) Limited
Address: 24 Th Floor, Taipei, 106
Telephone: 886-2-2325-7888

Hsbc Investments (Taiwan) Limited is a large advisory firm based in Taipei. It manages $3.95 billion of regulatory assets for 27 client accounts. It has been registered with the SEC as an adviser since 2006.

Hsbc Investments (Taiwan) Limited provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hsbc Investments (Taiwan) Limited: assets under management

The assets under management (AUM) of Hsbc Investments (Taiwan) Limited is $3.95 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 82% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.95 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $146.2 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hsbc Investments (Taiwan) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hsbc Investments (Taiwan) Limited

Huang Cheng Erwin Sun has been acting as President since 1 Oct 2006. Winnie W.T. Yu joined the executive team most recently as the Director And Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Hsbc Investments (Uk) Limited	Parent company of hsbc investments (taiwan) limited	1 Aug 2001	75% - 100%	foreign entity
Hsbc Global Asset Management (Uk) Limited	Parent company of hsbc global asset management (taiwan) limited	1 Aug 2001	75% - 100%	foreign entity
Blair Chilton Pickerell	Chairman & director	1 Jul 2003	Other	4673481
Eva Sl Lo	Director & chief compliance officer	1 Nov 2004	Other	4937996
Andrew Rj Chen	Director & president	1 Jun 2005	Other	4937998
Adelina Ny Louie	Supervisor	1 May 2006	Other	4937993
Huang Cheng Erwin Sun	Director	1 Oct 2006	Other	5260220
Hsiang Lan Eva Lo	Director	1 Oct 2006	Other	5260218
Chen Hung Jerry Lee	Director	1 Feb 2007	Other	5314176
Winnie W.T. Yu	Director and chief operating officer	1 Aug 2007	Other	5464362
Jack Peng Chang	Director and chief investment officer	1 Aug 2007	Other	2336925
Rudolf Eduard Walter Apenbrink	Chairman & director	1 Aug 2007	Other	5396317

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Hsbc Holdings Plc	Holding company	1 Aug 2001	75% - 100%	foreign
Hsbc Investment Bank Holdings Plc	Holding company	1 Aug 2001	75% - 100%	foreign
Hsbc Group Investment Businesses Ltd	Shareholder	1 Aug 2001	75% - 100%	foreign

Based in Taipei

The principal office where Hsbc Investments (Taiwan) Limited performs its advisory services is located at 24 Th Floor, Taipei, 106, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 886-2-2325-7888 or by fax 886-2-2325-9086. The normal business hours are 9:00am - 6:00pm on Monday - Friday. You can find more information about the New York firm at www.hsbcinvestments.com.tw.