Baring International Investment Ltd (London)

Name: Baring International Investment Ltd
Address: 20 Old Bailey, London, Ec4 M 7 Bf
Telephone: +44(0)20-7628-6000

Baring International Investment Ltd is an adviser based in London. It manages $5.12 billion of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Baring International Investment provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Baring International Investment: assets under management

The assets under management (AUM) of Baring International Investment Ltd is $5.12 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -46% since the beginning of its operation, and $58.99 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $5.12 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $196.83 million each.

Baring International Investment has custody of $986.31 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 35% of the total AUM. The second-largest asset type is other assets, which make up 17% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Baring International Investment Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Angus Sutherland Hamish Woolhouse serves?

The firm provides services to insurance companies, investment companies, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Angus Sutherland Hamish Woolhouse is pooled investment vehicles with 10 clients and $2.12 billion of assets under management. Among the 10 most similar advisory firms, Baring International Investment has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.12 billion for 26 clients. 8% of the firm’s clients are foreign persons or businesses.

Baring International Investment also advises several private funds. Namely, seven other private funds. The minimum investment commitment required of non-related persons ranges from $2,000,000 to $5,000,000.

Careers at Baring International Investment Ltd

The company employs 487 people that are either part- or full-time employees. 29 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Angus Sutherland Hamish Woolhouse has been acting as President since 1 May 2013. Emma Louise Browning joined the executive team most recently as the Chief Compliance Officer / Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Baring Asset Management Holdings Limited	Shareholder 2: shareholder of 1	1 Feb 1986	75% - 100%	foreign
Ing Baring Holdings Limited	Shareholder 3: shareholder of 2	1 Feb 1986	75% - 100%	foreign
Ing Intermediate Holdings Limited	Shareholder 3: shareholder of 2	1 Feb 1986	75% - 100%	foreign
Baring Asset Management Limited	Shareholder 1: shareholder of applicant	1 Jun 1994	75% - 100%	foreign
Baring Investment Services Limited	Company secretary	1 Nov 1994	Other	foreign entity
Ing Baring Holding Nederland B.V.	Shareholder 4: shareholder of 3	1 Mar 1995	75% - 100%	foreign
Ing Bank N.V.	Shareholder 5: shareholder of 4	1 Jul 1995	75% - 100%	foreign
Ing Groep N.V.	Shareholder 6: shareholder of 5	1 Jul 1995	75% - 100%	foreign
Julian T Swayne	Director and chief financial officer	1 May 1996	Other	4342050
John Derrick Bolsover	Chairman	1 May 1997	Other	2260898
Michael D Clegg	Director	1 May 1997	Other	4342025
John E Heskett	Director	1 May 1997	Other	4342042
Mala S Dhillon	Director	1 May 1997	Other	4342115
Mark Donald Weber	Director	1 May 1997	Other	4335492
David J Brennan	Chief executive officer	1 Aug 1997	Other	4335507
Michael Hughes	Director	1 Aug 2000	Other	4342020
Ing Uk Holdings Limited	Shareholder 4: shareholder of 3	1 May 2001	75% - 100%	foreign
John Misselbrook	Director, coo	1 Oct 2001	Other	4794252
George Henry Harvey	Director	1 Jan 2002	Other	4514255
Peter Hugh Wolton	Chief executive	1 May 2002	Other	4645810
David J Brennan	Chairman and chief executive officer	1 Jul 2002	Other	4335507
Paul Savage	Director	1 Feb 2004	Other	4770883
Massmutual Holding Llc	Shareholder 3: sharholder of 2	1 Dec 2004	75% - 100%	04-285431
Sandra Ngozi Okoro	Chief legal officer	1 May 2007	Other	5547024
Marino Valensise	Director	1 Oct 2007	Other	5469752
Christopher Gerald Biggins	Director and chief compliance officer	1 Dec 2007	Other	5457717
Sandra Ngozi Okoro	Director	1 Jun 2008	Other	5547024
Laura Anne Ahto	Director	1 Feb 2010	Other	5772707
John Dominic Burns	Director and chief operating officer	1 Dec 2011	Other	2850018
Angus Sutherland Hamish Woolhouse	Director	1 May 2013	Other	4354610
Nicholas Emrys Evans	Chief legal officer	1 Apr 2014	Other	6460536
Kenneth Roderick Lambden	Director	1 Jul 2015	Other	6135993
Oliver Burgel	Director and chief executive officer	1 Jun 2016	Other	6018886
Richard John Kent	Director	1 Oct 2017	Other	6248500
Alex Sutherland	Chief finance officer	1 May 2018	Other	7029537
Emma Louise Browning	Chief compliance officer / director	1 Jan 2019	Other	7086025

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Massachusetts Mutual Life Insurance Company	Shareholder 6: shareholder of shareholder 5	1 Jun 1995	75% - 100%	04-159085
Barings Llc	Shareholder 4: shareholder of shareholder 3	1 Mar 2004	75% - 100%	106006
Massmutual Holdings (Bermuda) Limited	Shareholder 2: shareholder of shareholder 1	1 Mar 2005	75% - 100%	foreign
Massmutual Baring Holding Llc	Shareholder 3: shareholder of shareholder 2	1 Jan 2006	75% - 100%	none
Massmutual Holding Llc	Shareholder 4: shareholder of shareholder 3	1 Jan 2006	75% - 100%	none
Massmutual Holding Llc	Shareholder 5: shareholder of shareholder 4	1 Feb 2012	75% - 100%	none
Mm Asset Management Holding Llc	Shareholder 4: shareholder of shareholder 3	1 Feb 2012	75% - 100%	45-4000072
Baring Asset Management Limited	Shareholder 2: shareholder of shareholder 1	1 Feb 2012	75% - 100%	foreign entitiy
Babson Capital Management Llc	Shareholder 4: shareholder of shareholder 3	1 Jul 2016	75% - 100%	106006
Barings Llc	Shareholder 4: shareholder of shareholder 3	1 Jul 2016	75% - 100%	106006
Barings Guernsey Limited	Shareholder 3: shareholder of shareholder 2	1 Jun 2017	75% - 100%	foreign entity
Barings Europe Limited	Shareholder 2: shareholder of shareholder 1	1 Dec 2017	75% - 100%	foreign entity

Based in London

The principal office where Baring International Investment Ltd performs its advisory services is located at 20 Old Bailey, London, Ec4 M 7 Bf, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44(0)20-7628-6000 or by fax +44(0)20-7638-7928. The normal business hours are 9:00 to 17:00 on Monday - Friday. You can find more information about the New York firm at barings.com.