Regions Morgan Keegan Trust, F.S.B. (Birmingham)

Name: Regions Morgan Keegan Trust, F.S.B.
Address: 417 North 20 Th Street, Birmingham, AL, 35203
Telephone: (205) 326-7825

Regions Morgan Keegan Trust, F.S.B. is a large advisory firm based in Birmingham. It manages $1.58 billion of regulatory assets for 1,828 client accounts. It has been registered with the SEC as an adviser since 2004.

Regions Morgan Keegan Trust, F.S.B provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and market timing services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Regions Morgan Keegan Trust, F.S.B: assets under management

The assets under management (AUM) of Regions Morgan Keegan Trust, F.S.B. is $1.58 billion. The firm's AUM has grown by 37% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $798.89 million in discretionary accounts and $779.99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $686.92 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.17 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Regions Morgan Keegan Trust, F.S.B. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Regions Morgan Keegan Trust, F.S.B.

Carter Eugene Anthony has been acting as President since 1 Feb 2003. David Michael George joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Mk Holding	Direct owner / holding company	1 Mar 2001	75% - 100%	00-0000000
James Kenneth Alderman	Chairman and president	1 Feb 2003	Other	4394395
John Hilliard Pettey	President - central region	1 Feb 2003	Other	1469162
Steve Ellis	President - eastern region	1 Feb 2003	Other	4650761
Mark Milton	President - western region	1 Feb 2003	Other	4650763
Carter Eugene Anthony	President	1 Feb 2003	Other	719850
James Meigs	Treasurer	1 Feb 2003	Other	4650769
Sam Whichard	Executive vice president	1 Feb 2003	Other	4650770
Thomas Lawrence Thompson	Secretary	1 Feb 2003	Other	2854639
Kevin Kirby	Director	1 Jul 2003	Other	4767892
Sidney Roebuck	Director	1 Aug 2003	Other	4767887
Wise Swepston Jones	President - central region	1 Jul 2004	Other	1183911
Thomas Gamble	Director	1 Jul 2004	Other	1674007
Michael Anthony Christina	Director	1 Jul 2004	Other	4372759
David Michael George	Chief compliance officer	1 Apr 2005	Other	502709

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Regions Financial Corporation	Indirect owner	1 Mar 2001	75% - 100%	63-0371391

Based in Birmingham

The principal office where Regions Morgan Keegan Trust, F.S.B. performs its advisory services is located at 417 North 20 Th Street, Birmingham, AL 35203, which is also the mailing address of the firm. An additional office of the firm is in Memphis, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (205) 326-7825 or by fax (205) 326-7767. The normal business hours are 8:00am - 4:30pm on Monday - Friday. You can find more information about the New York firm at www.morgankeegan.com.