S Squared Technology, LLC (New York)

Name: S Squared Technology, LLC
Address: 845 Third Avenue, New York, NY, 10022
Telephone: 212-421-2155

S Squared Technology, LLC is a large advisory firm based in New York. It manages $154.9 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.

S Squared Technology provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

S Squared Technology: assets under management

The assets under management (AUM) of S Squared Technology, LLC is $154.9 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -87% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $154.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $154.9 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay S Squared Technology, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients S Squared Technology serves?

The only and largest group of clients of S Squared Technology is pooled investment vehicles with 1 clients and $154.9 million of assets under management. Among the 9 most similar advisory firms, S Squared Technology has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $154.9 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

S Squared Technology also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at S Squared Technology, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Wesley Lawrence Golby	Analyst	1 Apr 2001	Other	2676232
Seymour Lawrence Goldblatt	Managing member	1 Oct 2001	Other	1465627
Kenneth A Goldblatt	Member and chief compliance officer (a/o 11/2014)	1 Oct 2001	25% - 50%	4331981
S Squared Technology Corp	Member	1 Oct 2001	Other	106491
The Kenneth Goldblatt 2003 Trust	Member	1 Oct 2001	25% - 50%	13-7407077
Sheldon K Rubin	Chief operating officer and chief compliance officer	1 Oct 2001	Other	4331987
Donald David Rode	Member	1 Oct 2001	Other	1594076
Yi Ri	Analyst	1 Oct 2001	Other	4520187
Scott Wallace Searle	Analyst	1 May 2004	Other	2276840
John Paul Gravitt	Analyst	1 Aug 2004	Other	4009291
Brian Michael Bizoza	Analyst	1 Jan 2006	Other	4010801
Wesley Lawrence Golby	Portfolio manager	1 Jan 2006	Other	2676232
Scott A Daniels	Analyst	1 Apr 2008	Other	4341350
Seymour Goldblatt 2012 Revovable Trust	Member	1 Jan 2015	50% - 75%	xxx-xx-xxxx
Seymour Lawrence Goldblatt	Member	1 Apr 2017	Other	1465627
Kenneth A Goldblatt	Managing member and chief compliance officer (a/o 11/2014)	1 Apr 2017	Other	4331981

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Seymour Lawrence Goldblatt	President	1 Dec 1983	Other	1465627
The Kenneth Goldblatt 2003 Trust	Shareholder	1 Jun 2003	25% - 50%	13-7407077
Kenneth A Goldblatt	Beneficiary	1 Jun 2003	75% - 100%	4331981
Seymour Lawrence Goldblatt	Trustee	1 Oct 2012	Other	1465627
Seymour Goldblatt 2012 Revocable Trust	Owner	1 Jan 2015	50% - 75%	xxx-xx-xxxx

Based in New York

The principal office where S Squared Technology, LLC performs its advisory services is located at 845 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-421-2155 or by fax 212-838-3783. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ssquared.com.