Lazard Asset Management (Canada)Inc (New York)

Lazard Asset Management (Canada)Inc is a large advisory firm based in New York. It manages $2.68 billion of regulatory assets for 23 client accounts. It has been registered with the SEC as an adviser since 2003.

Lazard Asset Management (Canada) provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lazard Asset Management (Canada): assets under management

The assets under management (AUM) of Lazard Asset Management (Canada)Inc is $2.68 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 3019% since the beginning of its operation, and $2.68 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.68 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.54 million each.

Lazard Asset Management (Canada) has custody of $6.72 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lazard Asset Management (Canada)Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Peter Deconcini serves?

The firm provides services to pooled investment vehicles and corporations or other businesses. The largest group of clients of Robert Peter Deconcini is pooled investment vehicles with 5 clients and $1.01 billion of assets under management. Among the 7 most similar advisory firms, Lazard Asset Management (Canada) has the 3rd lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.42 billion for 16 clients. 100% of the firm’s clients are foreign persons or businesses.

Lazard Asset Management (Canada) doesn't advise any private funds.

Careers at Lazard Asset Management (Canada)Inc

The company employs 3 people that are either part- or full-time employees. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Robert Peter Deconcini has been acting as President since 1 Dec 2003. Tomer Avraham Peer joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Herbert Williams Gullquist	Director& president	1 May 1995	Other	231931
Lazard Llc	Member - lazard freres & co. llc	1 Mar 2000	75% - 100%	51-0278097
Norman Eig	Director	1 Dec 2000	Other	1094225
Nathan Abraham Paul	General counsel	1 Oct 2002	Other	4314144
Lazard Asset Management Llc	Parent	1 Jan 2003	75% - 100%	122836
John Robert Reinsberg	Vice president	1 Nov 2003	Other	2204868
John Howard Blevins	Secretary and compliance officer	1 Nov 2003	Other	1983887
Robert Peter Deconcini	Director	1 Dec 2003	Other	1313552
Charles Laurence Carroll	Director	1 Sep 2004	Other	1668178
Brian Ken Kawakami	Chief compliance officer	1 Jun 2006	Other	1441148
Brian David Simon	Chief compliance officer	1 Jan 2009	Other	1336472
Jennifer Anne Patula	Chief compliance officer	1 Jul 2014	Other	4845603
Jennifer Anne Bacco	Chief compliance officer	1 Jul 2014	Other	4845603
Nathan Abraham Paul	Director and president	1 Apr 2017	Other	4314144
Mark Richard Anderson	General counsel	1 Apr 2017	Other	4769151
Tomer Avraham Peer	Chief compliance officer	1 Jun 2017	Other	6809188

Indirect Owners

The SEC currently registers 46 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Societe Immobiliere Marseillaise Sa	Shareholder	1 Jun 1984	25% - 50%	none
Rue Imperiale De Lyon Sa	Shareholder	1 Jun 1984	50% - 75%	none
Societe Civile Haussmann Percier	Shareholder	1 Jun 1984	50% - 75%	none
Maison Lazard & Cie	Shareholder	1 Jun 1984	50% - 75%	none
Lazard Freres & Co. Llc	Member	1 May 1995	75% - 100%	2528
Bruno Max Roger	Member- executive committee	1 Mar 2000	Other	2209250
Kenneth Marc Jacobs	Member- executive committee	1 Mar 2000	Other	1005407
Malesherbes	General member	1 Mar 2000	25% - 50%	none
Eurazaeo	Owner	1 Apr 2001	75% - 100%	n/a
Michel Alexandre Davidweill	Member of lazard board of lazard llc	1 Jan 2002	Other	603005
Gerardo Braggiotti	Member of lazard board of lazard llc	1 Jan 2002	Other	3098249
Marcus Ambrose Agius	Member of lazard board of lazard llc	1 Jan 2002	Other	1922895
Bruce Jay Wasserstein	Chairman executive committee of lazard llc, head of lazard llc & member of lazard board of lazard llc	1 Jan 2002	Other	1460475
Jean Marie Guyot	Member of lazard board of lazard llc	1 Jan 2002	Other	2321064
Alain Merieux	Member of lazard board of lazard llc	1 Jan 2002	Other	4503933
Francois Alain Voss	Member of lazard board of lazard llc	1 Jan 2002	Other	2321072
Antoine Bernheim	Member of lazard board of lazard llc	1 Jan 2002	Other	4503930
Kenneth Marc Jacobs	Member of management committee of lf&co.	1 Jan 2002	Other	1005407
Michael John Castellano	Member of management committee of lf&co.	1 Jan 2002	Other	2713541
Steven Jeffrey Golub	Member of management committee of lf&co.	1 Jan 2002	Other	1274044
Scott David Hoffman	Member of management committee of lf&co.	1 Jan 2002	Other	2468910
Patrick Georges Pierre Sayer	Member of lazard board of lazard llc	1 Jul 2002	Other	4147923
Charles Gould Ward	Member of management committee of lf&co.	1 Jan 2003	Other	872995
Lazard Group Llc	Sole member	1 May 2005	75% - 100%	51-0278097
Lazard Ltd	Shareholder	1 May 2005	75% - 100%	98-0437848
Lltd 2 S.A.R.L.	Managing member	1 May 2005	25% - 50%	98-0467514
Lltd Corp Ii	Managing member	1 May 2005	50% - 75%	20-2240387
Lltd Corp I	Shareholder	1 May 2005	75% - 100%	20-2240308
Bruce Jay Wasserstein	Chairman lazard group llc	1 May 2005	25% - 50%	1460475
Laz Md Holdings Llc	Member	1 May 2005	Other	20-2146423
Lazard Group Finance Llc	Managing member	1 May 2005	Other	20-2281724
Vernon E. Jordan	Director lazard group llc	1 May 2005	Other	4142925
Anthony Andrew Orsatelli	Director lazard group llc	1 May 2005	Other	3139854
Ellis Bradley Jones	Director lazard group llc	1 May 2005	Other	872986
Robert Charles Clark	Director lazard group llc	1 May 2005	Other	1072077
Steven J Heyer	Director lazard group llc	1 Jun 2005	Other	5012481
Lltd 2 S.A.R.L.	Managing member	1 Dec 2005	25% - 50%	98-0467514
Lltd Corp Ii	Managing member	1 Dec 2005	50% - 75%	20-2240387
Lltd Corp I	Shareholder	1 Dec 2005	75% - 100%	20-2240308
Lltd 1 S.A.R.L.	Shareholder	1 Dec 2005	75% - 100%	98-0457321
John Kincaid Shank	Director lazard group llc	1 Jan 2006	Other	5092865
Sylvia Jay	Director lazard group llc	1 Mar 2006	Other	5124014
Michael John Turner	Director lazard group llc	1 Mar 2006	Other	5124006
Hal Stewart Scott	Director lazard group llc	1 Mar 2006	Other	5124473
Ronald J. Doerfler	Director lazard group llc	1 Jun 2006	Other	5170806
Lltd Holding S.A.R.L.	Shareholder	1 May 2017	75% - 100%	98-0457321

Based in New York

The principal office where Lazard Asset Management (Canada)Inc performs its advisory services is located at 30 Rockefeller Plaza, New York, NY 10112, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-632-6000 or by fax 212-332-1703. The normal business hours are 9:00am - 5:00pm on Monday - Friday.