Fitzmaurice Investment Management Services, LLC (New York)

Name: Fitzmaurice Investment Management Services, LLC
Address: 11 Penn Plaza, New York, NY, 10001
Telephone: 212-290-7676

Fitzmaurice Investment Management Services, LLC is a large advisory firm based in New York. It manages $302.68 million of regulatory assets for 68 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of New York and Texas.

Fitzmaurice Investment Management Services provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fitzmaurice Investment Management Services: assets under management

The assets under management (AUM) of Fitzmaurice Investment Management Services, LLC is $302.68 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fitzmaurice Investment Management Services, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fitzmaurice Investment Management Services, LLC

Kristina Grimm Hoppman has been acting as President since 1 Mar 2005. Llc Banc Of America Corporate Insurance Agency joined the executive team most recently as the Parent Company.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Darcy Messina	Finop	1 Aug 2001	Other	xxx-xx-xxxx
Inc. Fitzmaurice Companies	Parent company	1 Dec 2001	75% - 100%	02-0533507
David Rogers Marom	President / cco	1 Jan 2002	Other	4295575
Robert Timothy Jr Fitzmaurice	Ceo	1 Jan 2002	Other	2739940
John E Jr Wilhoit	Cco	1 Dec 2004	Other	4389692
Kristina Grimm Hoppman	President	1 Mar 2005	Other	4470473
Sanjiv M Shah	Finop	1 Oct 2005	Other	4891680
John E Jr Wilhoit	President/cco	1 Dec 2005	Other	4389692
John E Jr Wilhoit	Ceo/president/chief compliance officer	1 Nov 2006	Other	4389692
Llc Banc Of America Corporate Insurance Agency	Parent company	1 Dec 2006	75% - 100%	52-2235466

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Timothy Jr Fitzmaurice	President	1 Jul 1996	50% - 75%	2739940
Bank Of America Corporation	Parent company	1 Oct 1998	75% - 100%	56-0906609
Nb Holdings Corporation	Parent company	1 Jul 1999	75% - 100%	56-1857749
Fleet National Bank	Member	1 May 2000	75% - 100%	04-2472499
Robert Timothy Jr Fitzmaurice	Ceo	1 Dec 2001	50% - 75%	2739940
Bank Of America Corporation	Owner	1 Apr 2004	75% - 100%	56-0906609
Llc Fleet Insurance Services	Parent company	1 May 2004	75% - 100%	52-2235466
Llc Banc Of America Corporate Insurance Agency	Parent company	1 May 2004	75% - 100%	52-2235466
National Association Bank Of America	Member	1 Jun 2005	75% - 100%	94-1687665

Based in New York

The principal office where Fitzmaurice Investment Management Services, LLC performs its advisory services is located at 11 Penn Plaza, New York, NY 10001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-290-7676 or by fax 212-594-0604. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.fitzmaurice.com.