Ibbotson Associates, Inc. (Chicago)

Name: Ibbotson Associates, Inc.
Address: 22 West Washington Street, Chicago, IL, 60602 7676
Telephone: 312-696-6700

Ibbotson Associates, Inc. is a large advisory firm based in Chicago. It manages $38 billion of regulatory assets for 861,845 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Ibbotson Associates provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ibbotson Associates: assets under management

The assets under management (AUM) of Ibbotson Associates, Inc. is $38 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 376% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $38 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $44.09 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ibbotson Associates, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ibbotson Associates, Inc.

Daniel Needham has been acting as President since 1 Feb 2015. Matthew Joseph Radgowski joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Roger Glenn Ibbotson	Chairman of the board	1 Jun 1977	75% - 100%	4393768
Michael Edward Annin	Managing director	1 Aug 1997	Other	4393776
Michael Henkel	President	1 Nov 1997	Other	3124094
Mark Alexander Kowalczyk	Managing director	1 Jul 2000	Other	2045048
John Kreger	Managing director	1 Jul 2001	Other	4455404
Peng Chen	Managing director	1 Jul 2003	Other	4706285
Lorie Leigh Latham	Vice president	1 Jul 2004	Other	2851622
Doreen Wurster Mitchell	Chief compliance officer	1 Sep 2004	Other	4870260
Scott Allen Wentsel	Vice president	1 Apr 2005	Other	1667497
Dominic Anthony Falaschetti	401k senior consultant	1 Jul 2005	Other	5115545
Inc. Morningstar	Shareholder	1 Mar 2006	75% - 100%	36-3297908
Donald Scott Schilling	Chief compliance officer	1 Mar 2006	Other	2659998
Peng Chen	President	1 Aug 2006	Other	4706285
Thomas Mark Idzorek	Vice president	1 Aug 2006	Other	5312918
Elizabeth G Michaels	Vice president	1 Aug 2006	Other	5312968
Teresa M Krafcisin	Vice president - director of finance	1 Jan 2012	Other	6050251
Thomas Mark Idzorek	President and cio	1 May 2012	Other	5312918
Rita Kay Bardell	Chief compliance officer	1 Mar 2014	Other	4783457
Matthew Joseph Radgowski	Managing director	1 Jul 2014	Other	2510172
Daniel Needham	President	1 Feb 2015	Other	6462438

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Daniel Mansueto	Shareholder	1 Apr 1984	50% - 75%	4470721

Based in Chicago

The principal office where Ibbotson Associates, Inc. performs its advisory services is located at 22 West Washington Street, Chicago, IL 60602 7676, which is also the mailing address of the firm. An additional office of the firm is in Altamont, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-696-6700 or by fax 312-696-6630. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at ibbotson.com.