Aspect Capital Limited (London)

Name: Aspect Capital Limited
Address: 10 Portman Square, London, W1 H6 Az
Telephone: +442071709700

Aspect Capital Limited is a large advisory firm based in London. It manages $2.18 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2003.

Aspect Capital Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aspect Capital Limited: assets under management

The assets under management (AUM) of Aspect Capital Limited is $2.18 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 692% since the beginning of its operation, and $2.18 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.18 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $363.21 million each.

Aspect Capital Limited has custody of $73.49 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aspect Capital Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eugene Patrick Lambert serves?

The firm provides services to investment companies, charitable organizations, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Eugene Patrick Lambert is pooled investment vehicles with 29 clients and $2.18 billion of assets under management. Among the 8 most similar advisory firms, Aspect Capital Limited has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.18 billion for 38 clients. 78% of the firm’s clients are foreign persons or businesses.

Aspect Capital Limited also advises several private funds. Namely, five hedge funds and one other private fund. The minimum investment commitment required of non-related persons ranges from $0 to $100,000.

Careers at Aspect Capital Limited

The company employs 123 people that are either part- or full-time employees. 28 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 7 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Eugene Patrick Lambert has been acting as President since 1 Jan 1998. Gavin Robert Ferris has served as the Chief Investment Officer since 1 Dec 2007 and Anthony James Todd is the Chief Executive Officer of Aspect Capital Limited family office. Susanna Catherine Mary Horan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rmf Investment Group	Shareholder	1 Dec 1994	Other	foreign
Rmf Investment Management	Shareholder	1 Dec 1994	Other	foreign
Martin Anthony Lueck	Research director	1 Jan 1998	Other	4694997
Anthony James Todd	Chief executive officer	1 Jan 1998	25% - 50%	4695003
Eugene Patrick Lambert	Director	1 Jan 1998	Other	1792863
Rmf Investment Management	Shareholder	1 Dec 1998	Other	foreign
Robert John Wakefield	Director of trading	1 Aug 2000	Other	4695005
Alastair Benedict Smith	Director of sales and marketing	1 Aug 2002	Other	4695000
Michael Cyril Louis Adam	Director	1 May 2003	Other	4694995
Emma Love	Chief compliance officer	1 Jun 2003	Other	4865379
Simon Michael Rockall	Head of legal and compliance	1 Aug 2003	Other	4702920
James Michael Walker	Chief financial officer	1 May 2005	Other	5038370
Aspect Capital Employee Benefit Trust Number 2	Shareholder	1 Jul 2005	Other	foreign
Commerce House Trustees Limited As Trustee Of Aspect Capital Employee Benefit Trust Number 2	Shareholder	1 Jul 2005	Other	foreign
Mees Pierson Reads International Management Limited	Shareholder	1 Jul 2005	Other	foreign
Commerce House Trustees Limited	Shareholder	1 Jul 2005	Other	foreign
Kieran Anthony Lynch	Chief financial officer	1 Jan 2006	Other	5118222
James Michael Walker	Chief financial officer	1 May 2006	Other	5118222
John Derek Wareham	Director	1 May 2006	Other	5465059
Karina Ryan	Chief compliance officer	1 Nov 2006	Other	4865379
Simon Michael Rockall	Chief operating officer	1 Sep 2007	Other	4702920
Gavin Robert Ferris	Chief investment officer	1 Dec 2007	Other	5462251
Kenneth Hope	Chief financial officer	1 Feb 2009	Other	5654607
Jean Michel Fayolle	Chief risk officer	1 Aug 2011	Other	6029783
Jonathan Greenwold	Director of legal and compliance	1 Aug 2011	Other	6029788
Barney John Allan Dalton	Chief technology officer	1 Oct 2011	Other	6029786
Peter John Gibbs	Non-executive director	1 Feb 2013	Other	4348014
Jonathan Samuel Caplan	Chief compliance officer	1 Dec 2013	Other	6284258
Jonathan Caplan	Chief compliance officer	1 Dec 2013	Other	6284258
Anna Christina Hull	Director of risk	1 Jan 2014	Other	6370742
Simon Ambrose Brown	Director of research	1 Oct 2014	Other	6414345
Jonathan Edward Stark Greenwold	General counsel	1 Mar 2015	Other	6029788
Kevin James Carter	Non-executive director	1 Dec 2015	Other	4346296
Rosemary Jane Reynolds	Chief commercial officer	1 Mar 2018	Other	6932669
Susanna Catherine Mary Horan	Chief compliance officer	1 Apr 2019	Other	7111473

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Man Group Plc	Shareholder	1 Aug 1995	75% - 100%	foreign
Man Group Uk Limited	Shareholder	1 Aug 1995	75% - 100%	foreign
Rmf Holdings Ltd	Shareholder	1 Feb 2003	75% - 100%	foreign
Man Group Holdings Ltd	Shareholder	1 Feb 2003	75% - 100%	foreign
Rmf Holdings Limited	Shareholder	1 Feb 2003	75% - 100%	foreign
Man Group Holdings Limited	Shareholder	1 Feb 2003	75% - 100%	foreign
Commerce House Trustees Limited	Trustee	1 Dec 2004	Other	foreign
Man Group Plc	Shareholder	1 Jul 2006	75% - 100%	foreign

Based in London

The principal office where Aspect Capital Limited performs its advisory services is located at 10 Portman Square, London, W1 H6 Az, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +442071709700 or by fax +442071709701. The normal business hours are 8am-6pm(london time) on Monday - Friday. You can find more information about the New York firm at aspectcapital.com.