Union Square Strategic Capital Management LLC (San Francisco)

Union Square Strategic Capital Management LLC is an adviser based in San Francisco. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

Union Square Strategic Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Union Square Strategic Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Union Square Strategic Capital Management serves?

The only and largest group of clients of Union Square Strategic Capital Management is pooled investment vehicles with 1 clients and $0 of assets under management. Among the 2 most similar advisory firms, Union Square Strategic Capital Management has the highest percentage of pooled investment vehicles out of all clients.

None of the firm’s clients are foreign persons or businesses.

Union Square Strategic Capital Management also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $2,000,000 for each fund.

Careers at Union Square Strategic Capital Management LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Spartan Capital Management	Sole owner	1 Jul 2018	75% - 100%	26-0391473
Edward Rife Smith	Investment committee	1 Oct 2018	Other	2085236
Dean Thomas Riskas	Investment committee	1 Oct 2018	Other	1257515
Harriet Jayne Britt	Chief compliance officer	1 Oct 2018	Other	1429634

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Jetc	Managing member	1 Oct 2018	75% - 100%	26-0391473

Based in San Francisco

The principal office where Union Square Strategic Capital Management LLC performs its advisory services is located at 600 Montgomery Street Floor, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-501-8000. The normal business hours are 8 - 4 pst on Monday - Friday.