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Paul Capital Management LLC (San Francisco)


Paul Capital Management LLC is a large advisory firm based in San Francisco. It manages $181.73 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

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Paul Capital Management provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Paul Capital Management: assets under management

The assets under management (AUM) of Paul Capital Management LLC is $181.73 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $181.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.29 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Paul Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 14 indirect owners.

Name Entity Date acquired Ownership Employer ID
Gregory Bailey Brown Elected manager 1 Sep 2004 Other 2330935
David H De Weese Elected manager 1 Sep 2004 Other 4363192
Walter Flamenbaum Elected manager 1 Sep 2004 Other 4363193
Philip J Jensen Elected manager 1 Sep 2004 Other 4521294
Lionel Leventhal Elected manager 1 Sep 2004 Other 1383612
Philip S Paul Elected manager 1 Sep 2004 Other 4362440
Guy Rico Elected manager 1 Sep 2004 Other 4777629
Bryon T Sheets Elected manager 1 Sep 2004 Other 4363190
David Arthur York Elected manager 1 Sep 2004 Other 1303720
Iii David E. Park Elected manager 1 Sep 2004 Other 4362627
Jean Pierre Naegeli Partner 1 Jan 2006 Other 5316159
Brian Sullivan Partner 1 Jan 2006 Other 5316160
Simon Guenzl Partner 1 Jan 2007 Other 2483612
John Leone Partner 1 Apr 2007 Other 5316162

Based in San Francisco

The principal office where Paul Capital Management LLC performs its advisory services is located at 50 California Street, Suite 3000, San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in New York City, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-283-4300 or by fax 415-283-4301. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at paulcap.com.


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