Tripacific Capital Advisors, LLC (Irvine)

Name: Tripacific Capital Advisors, LLC
Address: 59 Peters Canyon Road, Irvine, CA, 92606
Telephone: 949-724-5900

Tripacific Capital Advisors, LLC is a large advisory firm based in Irvine. It manages $312.17 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.

Tripacific Capital Advisors provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tripacific Capital Advisors: assets under management

The assets under management (AUM) of Tripacific Capital Advisors, LLC is $312.17 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 86% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $312.17 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $312.17 million each.

Tripacific Capital Advisors has custody of $3.08 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tripacific Capital Advisors, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tripacific Capital Advisors, LLC

The company employs 12 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Paul A Lucatuorto has served as the Chief Investment Officer since 1 Feb 2006 and Geoffrey Sterling Fearns is the Chief Executive Officer of Tripacific Capital Advisors, LLC family office. Inc. Tripacific Managers joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Geoffrey Sterling Fearns	Chief executive officer	1 Feb 2006	Other	5060346
Lisa C Albanez	Chief operating officer	1 Feb 2006	25% - 50%	5060366
Paul A Lucatuorto	Chief investment officer	1 Feb 2006	25% - 50%	5060364
Geoffrey Sterling Fearns	Chief compliance officer	1 Nov 2006	Other	5060346
Inc. Tripacific Managers	Member	1 Oct 2007	75% - 100%	26-1234939

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Geoffrey Sterling Fearns	Shareholder	1 Oct 2007	75% - 100%	5060346

Based in Irvine

The principal office where Tripacific Capital Advisors, LLC performs its advisory services is located at 59 Peters Canyon Road, Irvine, CA 92606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-724-5900 or by fax 949-724-5911. The normal business hours are 8:30am - 5:30pm on Monday - Friday. You can find more information about the New York firm at tripacificllc.com.