Complete Financial Planning,Inc. (New City)

Name: Complete Financial Planning,Inc.
Address: 4 Pippen Place, New City, NY, 10956 6615
Telephone: 845-638-6505

Complete Financial Planning,Inc. is a mid-sized advisory firm based in New City. It manages $26.87 million of regulatory assets for 84 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of New York and Texas.

Complete Financial Planning provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Complete Financial Planning: assets under management

The assets under management (AUM) of Complete Financial Planning,Inc. is $26.87 million. The firm's AUM has gone down by -11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26.53 million in discretionary accounts and $339.64 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $353.73 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $37.74 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 52% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 30% of the firm’s portfolio. Investments in investment grade corporate bonds form 18% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Complete Financial Planning,Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Complete Financial Planning serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Complete Financial Planning is high net worth individuals with 9 clients and $18.9 million of assets under management. Among the 1 most similar advisory firms, Complete Financial Planning has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $26.87 million for 31 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Complete Financial Planning doesn't advise any private funds.

Careers at Complete Financial Planning,Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Keith J. Kolinsky	Cco and president	1 Jun 1987	75% - 100%	727215
Caryn L. Kolinsky	Secretary	1 Jun 1987	Other	4627504

Based in New City

The principal office where Complete Financial Planning,Inc. performs its advisory services is located at 4 Pippen Place, New City, NY 10956 6615, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 845-638-6505 or by fax 845-638-6508. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at thecompletefinancialplan.com.