Alan D Biller & Associates, Inc. (Menlo Park)

Name: Alan D Biller & Associates, Inc.
Address: 535 Middlefield Rd., Menlo Park, CA, 94025
Telephone: 650-328-7283

Alan D Biller & Associates, Inc. is a large advisory firm based in Menlo Park. It manages $42.58 billion of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2000 and has operated in the jurisdiction of California.

Alan D Biller & Associates provides pension consulting services and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Alan D Biller & Associates: assets under management

The assets under management (AUM) of Alan D Biller & Associates, Inc. is $42.58 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1064380% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $42.58 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.04 billion each.

Investments

The firm invests in pooled investment vehicles the most. They account for 66% of the total AUM. The second-largest asset type is exchange traded securities, which make up 15% of the firm’s portfolio. Investments in investment and business development companies form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Alan D Biller & Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Joseph Derwin Bates serves?

The only and largest group of clients of Joseph Derwin Bates is pension and profit sharing plans with 14 clients and $42.58 billion of assets under management. Among the 8 most similar advisory firms, Alan D Biller & Associates has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $42.58 billion for 14 clients. None of the firm’s clients are foreign persons or businesses.

Alan D Biller & Associates doesn't advise any private funds.

Careers at Alan D Biller & Associates, Inc.

The company employs 34 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Joseph Derwin Bates has been acting as President since 1 Oct 2013. Ralph Philip Goldsticker has served as the Chief Investment Officer since 1 Feb 2016. Jennifer Christine Newell joined the executive team most recently as the President, Director Of Consulting.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alan David Biller	Ceo	1 Nov 1982	75% - 100%	1217836
Nancy Tarabochia Melton	Coo	1 Oct 1991	50% - 75%	1246671
Nancy Tarabachia Melton	Vice president	1 Nov 1991	Other	1246671
Nancy Tarab0chia Melton	Vice president	1 Nov 1991	Other	1246671
Nancy Tarabochia Melton	Vice president	1 Nov 1991	Other	1246671
Susan Drozdowski	Chief compliance officer	1 Sep 2004	Other	5030333
Aileen Elizabeth Burrows	Chief compliance officer	1 Jun 2006	Other	4575191
Joseph Derwin Bates	Chief compliance officer	1 Jul 2010	Other	2157257
Michael David Ashman	Principal / managing senior consultant	1 Aug 2012	Other	4676942
Nancy Tarabochia Melton	Coo	1 Oct 2013	Other	1246671
Joseph Derwin Bates	President	1 Oct 2013	Other	2157257
Anne Thayer Kirkland	Chief compliance officer	1 Oct 2013	Other	6267661
Nicole Gfroerer Kofford	Cco, hr manager	1 Jul 2015	Other	6549444
Ralph Philip Goldsticker	Chief investment officer	1 Feb 2016	Other	1281043
Niclas Winterstorm	Chief compliance officer	1 Sep 2016	Other	6666157
Simon Paul Lim	Chief compliance officer, managing senior consultant	1 Mar 2018	Other	2655255
Jennifer Christine Newell	President, director of consulting	1 Aug 2018	Other	1555213

Based in Menlo Park

The principal office where Alan D Biller & Associates, Inc. performs its advisory services is located at 535 Middlefield Rd., Menlo Park, CA 94025, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-328-7283 or by fax 650-323-4417. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at adbiller.com and its LinkedIn profile.