Juncture Wealth Strategies, LLC (Scottsdale)

Name: Juncture Wealth Strategies, LLC
Address: 15279 N Scottsdale Road, Scottsdale, AZ, 85254
Telephone: 480-253-4100

Juncture Wealth Strategies, LLC is a large advisory firm based in Scottsdale. It manages $212.53 million of regulatory assets for 594 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Arizona, California, Ohio, and Texas.

Juncture Wealth Strategies provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Juncture Wealth Strategies: assets under management

The assets under management (AUM) of Juncture Wealth Strategies, LLC is $212.53 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 251% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $212.53 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $357.79 thousand each.

Juncture Wealth Strategies has custody of $63.4 million in cash and securities for 71 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 83% of the total AUM. The second-largest asset type is state and local bonds, which make up 12% of the firm’s portfolio. Investments in investment grade corporate bonds form 4% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Juncture Wealth Strategies, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Juncture Wealth Strategies serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Juncture Wealth Strategies is high net worth individuals with 85 clients and $162.21 million of assets under management. Among the 11 most similar advisory firms, Juncture Wealth Strategies has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $212.53 million for 292 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Juncture Wealth Strategies doesn't advise any private funds.

Careers at Juncture Wealth Strategies, LLC

The company employs 8 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Scott Michael Brown	Manager/chief compliance officer	1 Sep 2010	Other	5525861
Llc Interim Holdings	Managing member	1 Sep 2010	75% - 100%	45-0592675
Matthew Charles Boyd	Managing member	1 Nov 2010	50% - 75%	2293150
Barry Scott Rhonemus	Managing member	1 Nov 2010	50% - 75%	2801533
Jack Andrew Barker	Chief compliance officer/chief fiduciary officer	1 Aug 2013	Other	2570575
Jack Andrew Barker	Chief compliance officer	1 Apr 2017	Other	2570575
Michael Brent Frost	Managing member	1 Apr 2017	Other	4927678
Barry Scott Rhonemus	Managing member	1 Apr 2017	25% - 50%	2801533
Bradley James Haines	Managing member	1 Apr 2017	Other	2571132
Ralph Erwin Nelson	Managing member	1 Apr 2017	Other	6754715
David Elgin Maxey	Managing member	1 Apr 2017	Other	4927673
Inc. Juncture	Owner	1 Mar 2018	75% - 100%	82-4284113

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Barry Scott Rhonemus	Owner	1 Mar 2018	50% - 75%	2801533
Jack Andrew Barker	Owner	1 Mar 2018	25% - 50%	2570575
Bradley James Haines	Owner	1 Mar 2018	25% - 50%	2571132

Based in Scottsdale

The principal office where Juncture Wealth Strategies, LLC performs its advisory services is located at 15279 N Scottsdale Road, Scottsdale, AZ 85254, which is also the mailing address of the firm. An additional office of the firm is in Lancaster, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-253-4100 or by fax 480-656-0870. The normal business hours are 7:00 a.m. - 4:00 p.m. on Monday - Friday. You can find more information about the New York firm at juncturewealth.com.