Investors Mark Advisor, LLC (Minneapolis)

Investors Mark Advisor, LLC is a large advisory firm based in Minneapolis. It manages $48.66 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Kansas and Minnesota.

Investors Mark Advisor provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Investors Mark Advisor: assets under management

The assets under management (AUM) of Investors Mark Advisor, LLC is $48.66 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $48.66 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.41 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Investors Mark Advisor, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Investors Mark Advisor, LLC

Stephen Stanley Soden has been acting as President since 1 Feb 2000. Mark Douglas Pratt joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Jones & Babson	100 % owner	1 Jun 1997	75% - 100%	11181
Edward Scott Ritter	Vice president	1 Jun 1997	Other	2287505
Paul Bradley Adams	Treasurer	1 Jun 1997	Other	1265392
Tamarack Distributors Inc.	Direct owner	1 Jun 1997	75% - 100%	11181
Stephen Stanley Soden	President	1 Feb 2000	Other	430066
Martin Alvord Cramer	Secretary & chief compliance officer	1 Jan 2003	Other	1195193
Martin Alvord Cramer	Chief compliance officer	1 May 2003	Other	1195193
John Godfrey Taft	Chief operating officer	1 May 2003	Other	1007933
Daniel Joseph Collins	Chief financial officer	1 May 2003	Other	4220092
Bentley Jay Anderson	Secretary	1 May 2003	Other	2754365
Michael Thomas Lee	Ceo	1 Jun 2003	Other	2404178
Deborah Joy Kermeen	Cfo/treasurer	1 Jun 2003	Other	2235924
Mark Douglas Pratt	Chief compliance officer	1 Sep 2004	Other	4814235

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Business Men's Assurance Company Of America	100 % owner	1 Sep 1993	75% - 100%	44-0188050
Rbc Holdings (Usa) Inc.	Indirect owner	1 Jan 2001	75% - 100%	13-3237290
Royal Bank Of Canada	Indirect owner	1 Jan 2001	75% - 100%	13-5357855
Rbc Dain Rauscher Corp.	Indirect owner	1 May 2003	75% - 100%	41-1228350
Rbc Holdings (Usa) Inc.	Indirect owner	1 Oct 2003	75% - 100%	13-3237290
Rbc Usa Holdco Corp.	Indirect owner	1 Oct 2003	75% - 100%	20-0263684

Based in Minneapolis

The principal office where Investors Mark Advisor, LLC performs its advisory services is located at 100 South Fifth Street, Minneapolis, MN 55402 1240, which is also the mailing address of the firm. An additional office of the firm is in Leawood, KS. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 612-376-7000 or by fax 612-376-7005. The normal business hours are 8:00 - 5:00 on Monday - Friday.