The Regent Group, Inc. (Louisville)

Name: The Regent Group, Inc.
Address: 101 South Fifth Street, Louisville, KY, 40202
Telephone: 502-587-9114

The Regent Group, Inc. is a large advisory firm based in Louisville. It manages $170.3 million of regulatory assets for 164 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Kentucky.

The Regent Group provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Regent Group: assets under management

The assets under management (AUM) of The Regent Group, Inc. is $170.3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $170.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.04 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Regent Group, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Regent Group, Inc.

Martin Mcclelland has been acting as President since 1 Jan 1999. Steven Todd Naiser joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Martin Mcclelland	President	1 Jan 1999	75% - 100%	2599603
Martin Nelson Mcclelland	President	1 Jan 1999	75% - 100%	2599603
Steven Todd Naiser	Vice president	1 May 2000	Other	4332041

Based in Louisville

The principal office where The Regent Group, Inc. performs its advisory services is located at 101 South Fifth Street, Louisville, KY 40202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 502-587-9114 or by fax 502-589-6093. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.regentinvest.com.