Rhoads Lucca Capital Management, Inc. (Dallas)

Name: Rhoads Lucca Capital Management, Inc.
Address: 14911 Quorum Dr., Dallas, TX, 75254 7058
Telephone: 214-373-9771

Rhoads Lucca Capital Management, Inc. is a large advisory firm based in Dallas. It manages $133.15 million of regulatory assets for 286 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, California, Colorado, and 13 other states.

Rhoads Lucca Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rhoads Lucca Capital Management: assets under management

The assets under management (AUM) of Rhoads Lucca Capital Management, Inc. is $133.15 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $133.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $465.57 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rhoads Lucca Capital Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rhoads Lucca Capital Management, Inc.

John David Rhoads has been acting as President since 1 Nov 1980. Peter Baxter Mauthe joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John David Rhoads	President	1 Nov 1980	50% - 75%	374917
David Alan Lucca	Vp, secretary & treasurer	1 Dec 1988	50% - 75%	2178358
Peter Baxter Mauthe	Chief operating officer	1 Aug 2004	Other	865473

Based in Dallas

The principal office where Rhoads Lucca Capital Management, Inc. performs its advisory services is located at 14911 Quorum Dr., Dallas, TX 75254 7058, which is also the mailing address of the firm. An additional office of the firm is in Lancaster, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-373-9771 or by fax 214-373-9775. The normal business hours are 7:30-4:30 on Monday - Friday. You can find more information about the New York firm at www.rhoadslucca.com.