Cp2 Limited (Sydney)

Name: Cp2 Limited
Address: Level 32, 200 George Street, Sydney, 2000
Telephone: 61 2 8277 4131

Cp2 Limited is an adviser based in Sydney. It manages $1.11 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2012.

Cp2 Limited provides portfolio management for businesses and institutional clients and management services with respect to physical assets. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cp2 Limited: assets under management

The assets under management (AUM) of Cp2 Limited is $1.11 billion. The firm's AUM has gone down by -42% since the beginning of its operation, and $834.62 million of the total AUM is attributable to clients outside of the United States.

The firm manages $20 million in discretionary accounts and $1.09 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $364.83 million.

Cp2 Limited has custody of $673.93 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cp2 Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sally Ann Doherty serves?

The firm provides services to investment companies, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Sally Ann Doherty is pooled investment vehicles with 2 clients and $673.93 million of assets under management. Among the 8 most similar advisory firms, Cp2 Limited has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.11 billion for 5 clients. 75% of the firm’s clients are foreign persons or businesses.

Cp2 Limited doesn't advise any private funds.

Careers at Cp2 Limited

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Sally Ann Doherty has been acting as President since 1 Jun 1997. Sydney Maurice Bone joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sally Ann Doherty	Chairman	1 Jun 1997	Other	6030120
Cp2 Group Limited	Shareholder	1 Oct 2007	75% - 100%	000000
Cp2 Group Pty Limited	Shareholder	1 Oct 2007	50% - 75%	000000
Robert Timothy Elliott	Chief financial officer and company secretary	1 Aug 2009	Other	6030121
Sydney Bone	Managing director	1 Sep 2010	Other	4355262
Sydney Maurice Bone	Shareholder	1 Jul 2018	25% - 50%	7171894

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Terdot Pty Ltd	Shareholder	1 Jun 1997	75% - 100%	0

Based in Sydney

The principal office where Cp2 Limited performs its advisory services is located at Level 32, 200 George Street, Sydney, 2000, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 61 2 8277 4131. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at cp2.com.