Seaside Wealth Management, Inc. is a large advisory firm based in Carlsbad. It manages $154.15 million of regulatory assets for 1,006 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Texas, and Utah.
Seaside Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Seaside Wealth Management, Inc. is $154.15 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Seaside Wealth Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Seaside Wealth Management is individuals with 348 clients and $111.11 million of assets under management. Among the 10 most similar advisory firms, Seaside Wealth Management has the 3rd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $154.15 million for 370 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Seaside Wealth Management doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Seaside Wealth Management, Inc. performs its advisory services is located at 6154 Innovation Way, Carlsbad, CA 92009, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (760) 730-8120. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at seasidewealth.com/.