Rg Capital Investment Advisory Services, LLC (Phoenix)

Name: Rg Capital Investment Advisory Services, LLC
Address: 5415 East High Street, Phoenix, AZ, 85054
Telephone: 480-612-6400

Rg Capital Investment Advisory Services, LLC is an adviser based in Phoenix. It manages $40 million of regulatory assets for 70 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arizona, California, Florida, and 3 other states.

Rg Capital Investment Advisory Services provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and business consulting. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Rg Capital Investment Advisory Services: assets under management

The assets under management (AUM) of Rg Capital Investment Advisory Services, LLC is $40 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $571.43 thousand each.

Rg Capital Investment Advisory Services has custody of $4.71 million in cash and securities for 32 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rg Capital Investment Advisory Services, LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rg Capital Investment Advisory Services, LLC

Robert Shaw Graham has been acting as President since 1 May 2005. Llc Rg Capital joined the executive team most recently as the Holding Company/Managing Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Shaw Graham	Ceo/president/chief compliance officer	1 May 2005	Other	3126485
Llc Rg Capital	Holding company/managing member	1 May 2005	75% - 100%	36-4552120

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Shaw Graham	Owner/managing member	1 Apr 2008	75% - 100%	3126485

Based in Phoenix

The principal office where Rg Capital Investment Advisory Services, LLC performs its advisory services is located at 5415 East High Street, Phoenix, AZ 85054, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-612-6400 or by fax 480-612-6401. The normal business hours are 7:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at rgcapital.net.