Steele Creek Investment Management LLC (Charlotte)
Steele Creek Investment Management LLC is a large advisory firm based in Charlotte. It manages $2.91 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of North Carolina.
Steele Creek Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Steele Creek Investment Management: assets under management
The assets under management (AUM) of Steele Creek Investment Management LLC is $2.91 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1602% since the beginning of its operation, and $2.81 billion of the total AUM is attributable to clients outside of the United States.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Steele Creek Investment Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Steele Creek Investment Management serves?
The only and largest group of clients of Steele Creek Investment Management is pooled investment vehicles with 9 clients and $2.91 billion of assets under management. Among the 12 most similar advisory firms, Steele Creek Investment Management has the 6th highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $2.91 billion for 9 clients. 88% of the firm’s clients are foreign persons or businesses.
Steele Creek Investment Management also advises several private funds. Namely, one private equity fund and eight securitized asset funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.
Careers at Steele Creek Investment Management LLC
The company employs 11 people that are either part- or full-time employees. 73 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Glenn Patrick Duffy has served as the Chief Investment Officer since 1 Nov 2013. Mam Manager Llc joined the executive team most recently as the General Partner.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 7 indirect owners.Based in Charlotte
The principal office where Steele Creek Investment Management LLC performs its advisory services is located at 201 South College Street, Charlotte, NC 28244, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 704-343-6011 or by fax 646-417-6767. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at moelisassetmanagement.com.
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