Matthes William Lee (Guilford)


Matthes William Lee is a large advisory firm based in Guilford. It manages $131.92 million of regulatory assets for 350 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

Matthes William Lee provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Matthes William Lee: assets under management

The assets under management (AUM) of Matthes William Lee is $131.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 112% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $131.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $376.9 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Matthes William Lee for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Matthes William Lee

Matthes William Lee is owned by William Lee Matthes. Carolyn Ann Matthes joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Lee Matthes Owner 1 Jan 1997 75% - 100% 1127116
Carolyn Ann Matthes Owner 1 Apr 2013 25% - 50% 1357299

Based in Guilford

The principal office where Matthes William Lee performs its advisory services is located at 10 Water Street, Guilford, CT 06437, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-453-7000 or by fax 203-453-7007. The normal business hours are 9am-5pm on Monday - Friday.