Lj Investment Advisors LLC (Miami)

Name: Lj Investment Advisors LLC
Address: 1111 Brickell Avenue, Miami, FL, 33131
Telephone: 3053738033

Lj Investment Advisors LLC is a large advisory firm based in Miami. It manages $131.94 million of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Florida, and New York.

Lj Investment Advisors provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lj Investment Advisors: assets under management

The assets under management (AUM) of Lj Investment Advisors LLC is $131.94 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $131.94 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6 million each.

Investments

The firm invests in government bonds the most. They account for 36% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 27% of the firm’s portfolio. Investments in exchange traded securities form 19% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lj Investment Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jeffrey Wayne Fulk serves?

The only and largest group of clients of Jeffrey Wayne Fulk is high net worth individuals with 22 clients and $131.94 million of assets under management. Among the 8 most similar advisory firms, Lj Investment Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $131.94 million for 22 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Lj Investment Advisors doesn't advise any private funds.

Careers at Lj Investment Advisors LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jeffrey Wayne Fulk has been acting as President since 1 Apr 2017. Dilmun Cayman Holdings joined the executive team most recently as the Equity.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lj Investment Management Holdings Corp	Parent	1 Nov 2015	75% - 100%	61-1782497
Nicholas Barker	Chief compliance officer	1 Dec 2016	Other	6673081
Jeffrey Wayne Fulk	Director	1 Apr 2017	Other	6330183
Christopher Linshik Shin	Chief executive	1 Apr 2017	Other	4316715
Carlosfelipe Edward Mejia	Chief operating officer	1 Apr 2017	Other	2591757

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lj Gp Partnership Limited	Parent	1 Nov 2015	75% - 100%	09111421
Sai Hong Yeung	Equity	1 Apr 2017	75% - 100%	6790321
Peterson Alpha (Ptc) Limited	Equity	1 Apr 2017	75% - 100%	foreign
Avanda Investment Limited	Equity	1 Apr 2017	75% - 100%	foreign
Jaywell Limited	Equity	1 Apr 2017	75% - 100%	foreign
Global Goldfield Limited	Equity	1 Apr 2017	25% - 50%	foreign
Dilmun Cayman Holdings	Equity	1 Jul 2018	25% - 50%	foreign entity
Dilmun Global Trust	Equity	1 Jul 2018	75% - 100%	foreign entity
Tmf Channel Islands	Corporate trustee	1 Jul 2018	Other	foreign entity

Based in Miami

The principal office where Lj Investment Advisors LLC performs its advisory services is located at 1111 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 3053738033 or by fax 6316131566. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at ljpartnership.com.