Gratio Capital, Inc. (San Francisco)

Name: Gratio Capital, Inc.
Address: 1235 Howard St, San Francisco, CA, 94103
Telephone: 212-731-0830

Gratio Capital, Inc. is an investment adviser to an investment company based in San Francisco. It manages $2.03 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California and Texas.

Gratio Capital provides portfolio management for individuals and small businesses and portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gratio Capital: assets under management

The assets under management (AUM) of Gratio Capital, Inc. is $2.03 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.03 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $676.49 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Gratio Capital, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gratio Capital, Inc.

Bertrand Sosa has been acting as President since 1 Feb 2008. Elsa Sprunt joined the executive team most recently as the Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Yaron Petachia Ben Zvi	Chief compliance officer & director	1 Sep 2006	Other	5254619
Rahul Rimmy Malhotra	Officer	1 Sep 2006	Other	5254695
Lp Mpower Ventures	Owner	1 Feb 2008	50% - 75%	20-8152995
Bertrand Sosa	Director	1 Feb 2008	Other	5496480
Suzi Sosa	Director	1 Aug 2008	Other	5597793
Rene Gonzalez	Director	1 Aug 2008	Other	5597804
Elsa Sprunt	Officer	1 Apr 2010	Other	5829133

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Rogelio Sosa	Partner	1 Nov 2006	25% - 50%	5496477
Bertrand Sosa	Partner	1 Nov 2006	25% - 50%	5496480
Inc. Kuzala Investments	Partner	1 Nov 2006	25% - 50%	26-1215005
Jorge Luis Vergara Madrigal	Owner	1 Nov 2006	75% - 100%	5496676
Angelica Fuentes Tellez	Owner	1 Nov 2006	75% - 100%	5638913

Based in San Francisco

The principal office where Gratio Capital, Inc. performs its advisory services is located at 1235 Howard St, San Francisco, CA 94103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-731-0830 or by fax 212-918-1643. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.gratiocapital.com.