Mosaic Pacific Investment Advisors LLC (Honolulu)

Name: Mosaic Pacific Investment Advisors LLC
Address: 615 Piikoi, Honolulu, HI, 96814
Telephone: 808-591-1200

Mosaic Pacific Investment Advisors LLC is a large advisory firm based in Honolulu. It manages $280.67 million of regulatory assets for 1,183 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, Hawaii, and Texas.

Mosaic Pacific Investment Advisors provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mosaic Pacific Investment Advisors: assets under management

The assets under management (AUM) of Mosaic Pacific Investment Advisors LLC is $280.67 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $280.67 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $237.26 thousand each.

Mosaic Pacific Investment Advisors has custody of $71.74 million in cash and securities for 271 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mosaic Pacific Investment Advisors LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mosaic Pacific Investment Advisors serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Mosaic Pacific Investment Advisors is individuals with 495 clients and $117.59 million of assets under management. Among the 8 most similar advisory firms, Mosaic Pacific Investment Advisors has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $280.67 million for 553 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mosaic Pacific Investment Advisors doesn't advise any private funds.

Careers at Mosaic Pacific Investment Advisors LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mosaic Pacific Investment Advisors LLC is owned by Cory Michael Nakamura. Brian Kiyoto Ishihara joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Cory Michael Nakamura	Owner	1 Oct 2013	Other	4808950
Matthew Kaneichi Tanaka	Owner chief compliance officer	1 Oct 2013	Other	1451492
Brian Kiyoto Ishihara	Owner	1 Mar 2014	25% - 50%	1378647
Andrea E.L. Deutsch	Owner	1 Mar 2014	25% - 50%	4615074

Based in Honolulu

The principal office where Mosaic Pacific Investment Advisors LLC performs its advisory services is located at 615 Piikoi, Honolulu, HI 96814, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 808-591-1200 or by fax 808-380-2525. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at mosaicpacificinvestmentadvisors.com.