Colbeck Capital Management, LLC (New York)

Name: Colbeck Capital Management, LLC
Address: 888 Seventh Avenue, New York, NY, 10106
Telephone: +1 (212) 603-2800 (EST)

Colbeck Capital Management, LLC is a large advisory firm based in New York. It manages $302.2 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California and New York.

Colbeck Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Colbeck Capital Management: assets under management

The assets under management (AUM) of Colbeck Capital Management, LLC is $302.2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 130% since the beginning of its operation, and $279.22 million of the total AUM is attributable to clients outside of the United States.

The firm manages $302.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60.44 million each.

Colbeck Capital Management has custody of $73.11 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Colbeck Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Colbeck Capital Management serves?

The only and largest group of clients of Colbeck Capital Management is pooled investment vehicles with 5 clients and $302.2 million of assets under management. Among the 8 most similar advisory firms, Colbeck Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $302.2 million for 5 clients. 80% of the firm’s clients are foreign persons or businesses.

Colbeck Capital Management also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Colbeck Capital Management, LLC

The company employs 21 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Colbeck Partners Iv	Sole member	1 Dec 2015	75% - 100%	383873956
Jason Pierce Colodne	Principal	1 Dec 2015	Other	2787916
David Cohan Aho	Member	1 Dec 2015	Other	4995446
Jason Douglas Beckman	Principal	1 Dec 2015	Other	3102557
Morris David Beyda	Member, chief compliance officer and chief operating officer	1 Dec 2015	Other	6391342

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Jason Douglas Beckman	Trustee	1 Apr 2014	Other	3102557
Lp Colbeck Management Holdco	Sole member	1 Dec 2015	75% - 100%	371755918
Jason Beckman Grantor Trust	Partner	1 Dec 2015	25% - 50%	476582981

Based in New York

The principal office where Colbeck Capital Management, LLC performs its advisory services is located at 888 Seventh Avenue, New York, NY 10106, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +1 (212) 603-2800 (EST) or by fax +1 (212) 603-2801. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at colbeck.com/.