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North Sound Capital LLC (Greenwich)


North Sound Capital LLC is a large advisory firm based in Greenwich. It manages $2.81 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Colorado and Connecticut.

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North Sound Capital provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

North Sound Capital: assets under management

The assets under management (AUM) of North Sound Capital LLC is $2.81 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $2.81 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.41 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay North Sound Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Greenwich

The principal office where North Sound Capital LLC performs its advisory services is located at 20 Horseneck Lane, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in Denver, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-340-5700 or by fax 203-340-5701. The normal business hours are 8:00am - 5:30pm on Monday - Friday. You can find more information about the New York firm at www.northsound.com.


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