Stw Fixed Income Management LLC (Carpinteria)

Name: Stw Fixed Income Management LLC
Address: 6185 Carpinteria Avenue, Carpinteria, CA, 93013
Telephone: 805-745-2400

Stw Fixed Income Management LLC is a large advisory firm based in Carpinteria. It manages $11.63 billion of regulatory assets for 150 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Nebraska, New Hampshire, and 3 other states.

Stw Fixed Income Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stw Fixed Income Management: assets under management

The assets under management (AUM) of Stw Fixed Income Management LLC is $11.63 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11.63 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $77.56 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Stw Fixed Income Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stw Fixed Income Management LLC

Mark Anthony Hemenetz has been acting as President since 1 Apr 2013. William Horace Williams joined the executive team most recently as the Chief Investment Strategist Fixed Income Value Strategies.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Horace Williams	Member, principal, chief executive officer, elected manager	1 Oct 1985	75% - 100%	1776187
Edward Hull Jewett	Principal, elected manager	1 Oct 1988	Other	837046
Laura Mcallen Williams	Spouse of member	1 Aug 2004	75% - 100%	5750436
Maryellen Diane Mceachen	Principal, chief operating officer, elected manager	1 Jun 2006	Other	5101434
Erin Kylie Chrislock	Principal, chief compliance officer and general counsel	1 Jun 2007	Other	5235527
Andrew B.J. Chorlton	Principal, elected manager	1 Jan 2010	Other	5750226
Llc Williams Holdings	Owner	1 Dec 2012	75% - 100%	32-0395160
William Horace Williams	Chief investment strategist - fixed income value strategies	1 Apr 2013	Other	1776187
Maryellen Diane Mceachen	Chief operating officer, director	1 Apr 2013	Other	5101434
Erin Kylie Chrislock	Chief compliance officer, general counsel	1 Apr 2013	Other	5235527
Schroder Us Holdings Inc.	Shareholder	1 Apr 2013	75% - 100%	13-2621402
Mark Anthony Hemenetz	Director	1 Apr 2013	Other	4355510
Paul James Chislett	Director	1 Apr 2013	Other	6129689
Shanak Patnaik	Director	1 Apr 2013	Other	6184296
Karl Franklin Dasher	President, chief executive officer, chair	1 Apr 2013	Other	2482395

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Schroder International Holdings Limited	Shareholder	1 Dec 1980	75% - 100%	foreign entity
Schroder Administration Limited	Shareholder	1 Jun 2004	75% - 100%	foreign entity
Schroders Plc	Shareholder	1 Jun 2004	75% - 100%	foreign entity
Whw Trust	Owner	1 Dec 2012	75% - 100%	xxx-xx-xxxx
William Horace Williams	Trustee	1 Dec 2012	75% - 100%	1776187
Williams Holdings Llc	Owner	1 Jan 2013	75% - 100%	32-0395160

Based in Carpinteria

The principal office where Stw Fixed Income Management LLC performs its advisory services is located at 6185 Carpinteria Avenue, Carpinteria, CA 93013, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-745-2400 or by fax 805-745-2401. The normal business hours are 7:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.stw.com.