Khp Capital LLC (Tulsa)

Name: Khp Capital LLC
Address: 7134 South Yale, Tulsa, OK, 74136
Telephone: 918-999-0120

Khp Capital LLC is a large advisory firm based in Tulsa. It manages $187.46 million of regulatory assets for 486 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, Colorado, Florida, and 5 other states.

Khp Capital provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Khp Capital: assets under management

The assets under management (AUM) of Khp Capital LLC is $187.46 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $187.46 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $385.72 thousand each.

Khp Capital has custody of $24.79 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 77% of the total AUM. The second-largest asset type is state and local bonds, which make up 13% of the firm’s portfolio. Investments in investment and business development companies form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Khp Capital LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Khp Capital serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Khp Capital is high net worth individuals with 45 clients and $140.61 million of assets under management. Among the 9 most similar advisory firms, Khp Capital has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $186.61 million for 172 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Khp Capital doesn't advise any private funds.

Careers at Khp Capital LLC

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Louise Hamilton Short	Member	1 Jul 2015	50% - 75%	1751555
Ryan William Kruger	Member	1 Jul 2015	50% - 75%	5425820
Julie Brakey Hazzard	Chief compliance officer	1 Jul 2015	Other	5982636

Based in Tulsa

The principal office where Khp Capital LLC performs its advisory services is located at 7134 South Yale, Tulsa, OK 74136, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 918-999-0120 or by fax 918-779-3731. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at khpcapital.com.