ALPhaclone, Inc. (San Francisco)


ALPhaclone, Inc. is an internet adviser based in San Francisco. It manages $4.9 million of regulatory assets for 23 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of California.

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ALPhaclone provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as index licensing.

ALPhaclone: assets under management

The assets under management (AUM) of ALPhaclone, Inc. is $4.9 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -46% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $4.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $213.2 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 63% of the total AUM. The second-largest asset type is investment and business development companies, which make up 35% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay ALPhaclone, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mazin Salih Jadallah serves?

The only and largest group of clients of Mazin Salih Jadallah is high net worth individuals with 12 clients and $3.7 million of assets under management. Among the 5 most similar advisory firms, ALPhaclone has the highest percentage of high net worth individuals out of all clients.


The amount of regulatory assets under management is $3.7 million for 12 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

ALPhaclone doesn't advise any private funds.

Careers at ALPhaclone, Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mazin Salih Jadallah has been acting as President since 1 Nov 2009. Jeffrey Pritchard Parker joined the executive team most recently as the Shareholder.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Mebane Thadley Faber Shareholder 1 Feb 2008 Other 4376016
Mazin Salih Jadallah President/ceo & chief compliance officer 1 Nov 2009 25% - 50% 5736456
Tad Michael Buchanan Director 1 Sep 2010 Other 2580764
John Michael Buchanan Shareholder 1 Apr 2011 Other 1674303
James A Chiddix Director 1 Apr 2011 Other 6038235
Richard Beale Fullerton Shareholder 1 Aug 2012 Other 2432611
The Glenn And Betinna Duval Trust Shareholder 1 Oct 2013 Other xxx-xx-xxxx
Michael Paul Carrier Shareholder 1 Mar 2015 Other 2013128
Operative Capital Director 1 Apr 2015 Other 47-1522948
Jeffrey Pritchard Parker Shareholder 1 May 2015 Other 356640
Cma Family Trust Shareholder 1 May 2015 Other 61648099

Based in San Francisco

The principal office where ALPhaclone, Inc. performs its advisory services is located at 2000 Broadway St, San Francisco, CA 94123, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-967-2532 or by fax 415-963-4332. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at alphaclonefunds.com.