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Union Point Advisors, LLC (San Mateo)


Union Point Advisors, LLC is a large advisory firm based in San Mateo. It manages $423.9 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of California.

Union Point Advisors provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for separately managed accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Union Point Advisors: assets under management

The assets under management (AUM) of Union Point Advisors, LLC is $423.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 267% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $423.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $42.39 million each.
Union Point Advisors has custody of $111.55 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Union Point Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Christopher George Aristides Limited partner of union point holdings, l.p. ("uph") 1 May 2013 25% - 50% 2511250
Llc Union Point Holdings General Partner General partner of uph 1 May 2013 Other 46-2687110

Based in San Mateo

The principal office where Union Point Advisors, LLC performs its advisory services is located at 155 Bovet Road, San Mateo, CA 94402, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-425-6033 or by fax 650-376-3846. The normal business hours are 9am-5pm on Monday - Friday.


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