Glendower Capital (U.S.), LLC (New York)


Glendower Capital (U.S.), LLC is a large advisory firm based in New York. It manages $5.03 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2017.

Glendower Capital (U.S.) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Glendower Capital (U.S.): assets under management

The assets under management (AUM) of Glendower Capital (U.S.), LLC is $5.03 billion. $5.03 billion of the total AUM is attributable to clients outside of the United States.

What kind of clients Glendower Capital (U.S.) serves?

The only and largest group of clients of Glendower Capital (U.S.) is pooled investment vehicles with 8 clients and $5.03 billion of assets under management. Among the 10 most similar advisory firms, Glendower Capital (U.S.) has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.03 billion for 8 clients. 100% of the firm’s clients are foreign persons or businesses.

Glendower Capital (U.S.) also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Glendower Capital (U.S.), LLC

The company employs 10 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Deirdre Elizabeth Davies Global chief compliance officer, member and chief operating officer of glendower capital llp 1 Jun 2017 Other 6845353
Adam Jason Graev Non-member manager and head of americas of glendower capital (u.s.), llc 1 Jun 2017 Other 4254539
Llc Glendower Capital (U.S. Gp) General partner of glendower capital (u.s.), lp 1 Jun 2017 75% - 100% 00-0000000
Lp Glendower Capital (U.S.) Member of glendower capital (u.s.), llc 1 Jun 2017 75% - 100% 00-0000000
Thomas Charles Hodge Chief compliance officer and general counsel 1 Aug 2019 Other 7172232

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Alistair Charles Fairley Smith Shareholder 1 Jun 2017 25% - 50% 6845344
Carlo Pirzio Biroli Shareholder 1 Jun 2017 25% - 50% 6845342
Chi Chung Cheung Shareholder 1 Jun 2017 Other 6845347
Glendower Capital (Holdings) Ltd. 100% owner 1 Jun 2017 75% - 100% foreign entity
Joshua Charles Glaser Shareholder 1 Sep 2017 Other 2780094

Based in New York

The principal office where Glendower Capital (U.S.), LLC performs its advisory services is located at 410 Park Ave, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1 212 653 8400 or by fax 1 212 653 8418. The normal business hours are 9:00 - 18:00 on Monday - Friday. You can find more information about the New York firm at glendowercapital.com.