Investcorp Credit Management Us LLC (New York)

Investcorp Credit Management Us LLC is a large advisory firm based in New York. It manages $5.05 billion of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Connecticut and New York.

Investcorp Credit Management Us provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and non-discretionary investment advisory services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Investcorp Credit Management Us: assets under management

The assets under management (AUM) of Investcorp Credit Management Us LLC is $5.05 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -5% since the beginning of its operation, and $5.01 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $5.05 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $459.11 million each.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Investcorp Credit Management Us LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Investcorp Credit Management Us serves?

The only and largest group of clients of Investcorp Credit Management Us is pooled investment vehicles with 11 clients and $5.01 billion of assets under management. Among the 8 most similar advisory firms, Investcorp Credit Management Us has the 4th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.01 billion for 11 clients. 99% of the firm’s clients are foreign persons or businesses.

Investcorp Credit Management Us also advises several private funds. Namely, one hedge fund and ten securitized asset funds. The minimum investment commitment required of non-related persons ranges from $117,070 to $5,000,000.

Careers at Investcorp Credit Management Us LLC

The company employs 18 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Patrick Brady Maloney	Chief compliance officer and general counsel	1 Sep 2012	Other	4777731
John William Fraser	Managing partner & chief investment officer	1 Sep 2012	Other	1770788
Gene "Nmn" Basov	Chief financial officer	1 Sep 2012	Other	6001951
Investcorp International Holdings Inc.	Managing member	1 Mar 2017	75% - 100%	84-1663547
James Aloysivs Feeley	Managing director & head	1 Mar 2019	Other	2524803
Michael Charles Mauer	Managing director & co-head	1 Sep 2019	Other	2650531

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Investcorp S.A.	Shareholder	1 Aug 2005	75% - 100%	foreign
Investcorp Holdings Ltd.	Shareholder	1 Aug 2005	75% - 100%	foreign
Cp Holdings Ltd.	Shareholder	1 Aug 2005	50% - 75%	foreign
Ownership Holdings Ltd.	Shareholder	1 Aug 2005	50% - 75%	foreign
Sipco Ltd.	Shareholder	1 Aug 2005	25% - 50%	foreign
Sipco Holdings Limited	Shareholder	1 Jun 2008	25% - 50%	foreign

Based in New York

The principal office where Investcorp Credit Management Us LLC performs its advisory services is located at 280 Park Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-599-4700 or by fax 212-339-5401. The normal business hours are 9am-5pm on Monday - Friday.