Stacey Braun Associates Inc is a large advisory firm based in New York. It manages $2.88 billion of regulatory assets for 898 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Florida, Maryland, and 4 other states.
Stacey Braun Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and educational seminars and workshops. It prepares financial plans for approximately 2,000 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Stacey Braun Associates Inc is $2.88 billion. The firm's AUM has gone down by -22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Stacey Braun Associates Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Martin Howard Wexler is pension and profit sharing plans with 63 clients and $1.52 billion of assets under management. Among the 8 most similar advisory firms, Stacey Braun Associates has the 2nd highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $2.08 billion for 822 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Stacey Braun Associates doesn't advise any private funds.
The company employs 16 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Martin Howard Wexler has been acting as President since 1 Apr 1977. Paul William Wexler joined the executive team most recently as the Vice President.
The principal office where Stacey Braun Associates Inc performs its advisory services is located at 377 Broadway, New York, NY 10013 3934, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-226-7707 or by fax 212-941-0759. The normal business hours are 9:00 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at staceybraun.com.