Dynamic Financial Group, LLC (Cedar Falls)

Name: Dynamic Financial Group, LLC
Address: 4615 Chadwick Rd, Suite 1, Cedar Falls, IA, 50613
Telephone: 319-277-2727

Dynamic Financial Group, LLC is a large advisory firm based in Cedar Falls. It manages $230.32 million of regulatory assets for 1,585 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Illinois, Iowa, Kansas, and 3 other states.

Dynamic Financial Group provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dynamic Financial Group: assets under management

The assets under management (AUM) of Dynamic Financial Group, LLC is $230.32 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $230.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $145.31 thousand each.

Dynamic Financial Group has custody of $193 million in cash and securities for 691 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 92% of the total AUM. The second-largest asset type is exchange traded securities, which make up 6% of the firm’s portfolio. Investments in other assets form 2% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Dynamic Financial Group, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dynamic Financial Group serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Dynamic Financial Group is individuals with 642 clients and $166.09 million of assets under management. Among the 13 most similar advisory firms, Dynamic Financial Group has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $230.32 million for 685 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Dynamic Financial Group doesn't advise any private funds.

Careers at Dynamic Financial Group, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Darren Paul Yoder	Managing member & chief compliance officer	1 Aug 2017	75% - 100%	4456869

Based in Cedar Falls

The principal office where Dynamic Financial Group, LLC performs its advisory services is located at 4615 Chadwick Rd, Suite 1, Cedar Falls, IA 50613, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 319-277-2727. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at dynamicfinancial.net.