Armada Investment Management, Ltd (Greenwich)

Name: Armada Investment Management, Ltd
Address: 71 Arch Street, Greenwich, CT, 06830
Telephone: 917-338-7779

Armada Investment Management, Ltd is a large advisory firm based in Greenwich. It manages $110.04 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Connecticut.

Armada Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Armada Investment Management: assets under management

The assets under management (AUM) of Armada Investment Management, Ltd is $110.04 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -34% since the beginning of its operation, and $110.04 million of the total AUM is attributable to clients outside of the United States.

The firm manages $110.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $55.02 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Armada Investment Management, Ltd for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Armada Investment Management serves?

The only and largest group of clients of Armada Investment Management is pooled investment vehicles with 2 clients and $110.04 million of assets under management. Among the 7 most similar advisory firms, Armada Investment Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $110.04 million for 2 clients. 100% of the firm’s clients are foreign persons or businesses.

Armada Investment Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Armada Investment Management, Ltd

The company employs 8 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Armada Capital Management	Shareholder	1 Jan 2015	50% - 75%	167726
Alejandro Rojas Domene	Co-portfolio manager and shareholder	1 Jan 2015	50% - 75%	6448170
Francisco Montes De Oca	Chief financial officer	1 Jan 2015	Other	6448172
Alejandro Domene	Co-portfolio manager and shareholder	1 Jan 2015	50% - 75%	6448170
Eric Herbert Anderson	Co-portfolio manager	1 Feb 2015	Other	1816597
Saleemah Hassanali Ahamed	Chief compliance officer	1 Feb 2015	Other	5819935
Ahamed Hassanali Saleemah	Chief compliance officer	1 Feb 2015	Other	5819935

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Eric Herbert Anderson	Managing member	1 Oct 2012	75% - 100%	1816597

Based in Greenwich

The principal office where Armada Investment Management, Ltd performs its advisory services is located at 71 Arch Street, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 917-338-7779. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at armada-capital.com.